Missouri CLE Course Catalog

Changes in the Enforcement Division of the U.S. Securities and Exchange Commission (SEC) has become the point of discussion following the appointment of Gary Gensler as chairman. Heightened regulation and reversions are anticipated, particularly on the scope of fees and expenses, conflicts of interest disclosure, misuse of material non-public information, and other risk management policies. Listen as a panel of key thought leaders and practitioners provide a comprehensive discussion on the recent SEC enforcement actions and investigations. Speakers will also offer helpful tips to manage potential risks as well as best compliance practices.

The reduction of mergers and acquisitions (M&A)-related class actions and the state 1933 Act have driven a significant decline in securities class action filings over the last years. However, despite the decrease in the overall federal filings, special purpose acquisition companies (SPACs)-related cases have doubled, bringing newer litigation risks and additional ramifications in this category. Listen as experienced securities litigators Brendan J. Rudolph (Cornerstone Research) and Jonathan A. Choa (Potter Anderson & Corroon LLP) provide a comprehensive discussion of the recent enforcement trends and legislative developments surrounding securities class action litigation. Speakers will also offer practical tips and strategies in this rapidly evolving legal climate.

With the ever-changing regulatory trends involving patent infringement, lawyers should be competent in furnishing a sound damage analysis to mitigate risks and effectively respond to damage discovery. Reasonable royalties are by far the most common form of damages awarded among the primary remedies available in patent infringement cases. However, the implications of MLC International v. Micron Technology have left questions among patent litigators, particularly on the required disclosure of a royalty rate during fact discovery. Listen as a panel of distinguished professionals provide a comprehensive discussion of the recent developments and legal issues surrounding patent infringement cases. Speakers, among other things, will discuss the role of patent litigators and economic experts in framing out and filling in a survivable damages analysis

The U.S. Department of Labor (DOL) Wage and Hour Division and the National Labor Relations Board (NLRB) are continuously taking initiatives to improve each agency’s law enforcement, specifically against employee misclassification. Guided by their standards, the DOL and the NLRB aggressively enforces the Fair Labor Standards Act (FLSA) and the National Labor Relations Act (NLRA) respectively to expand the scope of classifying joint employers while narrowing the scope of categorizing independent contractors. Join a panel of key thought leaders and distinguished professionals as they provide a comprehensive discussion of the latest enforcement trends in classifying employees. Speakers, among other things, will offer practical compliance strategies in this rapidly evolving regulatory landscape.

The flexible work arrangement has become a norm in the post-pandemic time, presenting hurdles among company decision-makers when it comes to employee classification. Misclassifying an employee as an independent contractor can pose legal risks to employers including liability claims related to employment taxes, interest, and penalties. Join a panel of key thought leaders and professionals as they provide a comprehensive discussion of the existing regulations, emerging developments, and notable cases involving independent contractor misclassification. Speakers will also offer practical tips and compliance strategies to mitigate potential risks in this evolving legal landscape.

Insurance laws governing bad faith practices are innately complex, thus proving the elements of a bad faith claim can be tricky and challenging. Additionally, the increasingly dishonest tactics of insurance companies and third-party adjusters today highlight the need to proactively detect the red flags before they snowball into a massive financial damage and unnecessary headache. Listen as highly experienced counsel Kenneth P. Williams (Segal McCambridge Singer & Mahoney) and Hillary N. Ladov (Goldberg Segalla) provide the audience with the latest and significant issues surrounding bad faith insurance litigation. Speakers will also provide practical strategies in a rapidly evolving legal landscape.

The Securities and Exchange Commission (SEC) has proposed an amendment on the recordkeeping requirements for broker-dealers. The new rule asks for the retainment of electronic records in an exclusively non-rewritable and non-erasable format which is also known as write once, read many (WORM). However, the proposal would only apply prospectively, creating burdens for financial organizations in keeping WORM records that have been in existence at the time of the rule adoption.
Listen as experienced financial compliance professionals Robert Moreiro (Practus, LLP) and Debra Jenks (Jenks & Harvey LLP) provide a comprehensive discussion of the recent trends and developments surrounding broker-dealer regulation. Speakers, among other things, will offer practical compliance strategies in this ever-changing regulatory landscape.

The usage and the import of asbestos are facing greater scrutiny today as pressures from several US states continue to emerge along with the call for a tighter regulation on public health risks. While the Environmental Protection Agency (EPA) has issued a final rule prohibiting most asbestos-containing products, some uses are still legal, including asbestos diaphragms, sheet gaskets, and other vehicle friction commodities. Moreover, in a report released by the United States Geological Survey (USGS), around 750 metric tons of raw asbestos was imported in 2018. This is the largest amount imported since 2013 despite the amendments made in the Toxic Substances Control Act (TSCA) as well as other federal laws allowing only a “limited use” of asbestos.
Join experienced asbestos litigators Timothy L. Krippner (Segal McCambridge Singer & Mahoney, Ltd.) and Andrew M. Voss (Greensfelder, Hemker & Gale, P.C.) as they provide a comprehensive discussion on the recent trends and developments surrounding asbestos litigation. Speakers will also offer practical compliance strategies in this rapidly evolving legal climate.

Conversations around generative artificial intelligence are dominating the social stratosphere. By simulating human cognitive thinking, generative AI can produce new types of text, imagery, audio, and synthetic data by using patterns and informational elements obtained from prior works. Because generative AI often relies on pools of data and third-party creations to create new content, there is a concern that generative AI may, whether intentionally or inadvertently, exploit copyright-protected content to develop purportedly original content. Organizations that leverage generative AI tools should be mindful of how the tools are used in a commercial context to mitigate the risk of infringing uses. Likewise, owners of intellectual property should be aware of how their works are used by generative AI models and the users of these tools, and timely action should be taken to defend intellectual property against infringement.