Missouri (MO) Finance CLE Course Catalog

As disputes within the financial industry come under the purview of FINRA’s Dispute Resolution Program, mastering the selection of arbitrators, staying updated on rule changes, and strategizing for employment law claims become paramount. This CLE course offers a deep dive into these crucial aspects, providing attendees with indispensable insights for achieving success in FINRA arbitration.

In this course, expert counselor in compliance and global trade regulations, Carolyn Schroll of Kelley Drye & Warren LLP, will provide a comprehensive analysis of FCPA enforcement trends. She will examine recent enforcement actions and changes to FCPA policies and compliance guidance, highlight key challenges, and offer invaluable compliance strategies to mitigate legal risks.

As the role of legal in the C Suite continues to evolve, in-house leaders have found themselves in uncharted territories. In the current business landscape, the ability to translate strategic goals and risk management plans into actionable financial metrics is essential for achieving success. In order to secure buy-in from the CFO and other key internal stakeholders, aligning legal strategies with organizational financial goals is crucial. This session is designed to equip attendees with the tools to communicate legal risks and strategies effectively, ensuring alignment and support from key decision-makers within your organization.

Listen as a panel of distinguished experts organized by The Knowledge Group explores key strategies for resolving tax controversies in an evolving enforcement landscape, drawing insights from various reputable sources in the field of tax compliance and dispute resolution.

This session goes beyond the surface of ESG reporting obligations, providing in-house counsel with actionable insights on how to turn ESG commitments into a value-driven Return on Investment (ROI). Join our expert panelists for an enlightening exploration of the legal dimensions and business advantages of a purpose-driven approach to ESG.

Join Mike Woeber of Corporate Tax Advisors, Inc. and Michael Silvio, CPA with MGO as they dive deep into the intricate realm of innovation ROI, offering you the tools and knowledge necessary to navigate the evolving terrain of R&D tax credits.

Join James W. Sandy, Member, and Paul J. Lysobey, Associate at McGlinchey Stafford PLLC, as they delve deep into the ever-changing landscape of consumer finance regulations and litigation trends. Speakers will also provide valuable insights into the latest updates and trends shaping the consumer finance industry.

Join Mike Woeber of Corporate Tax Advisors, Inc. and Michael Silvio of MGO LLP, as they embark on a comprehensive exploration of R&D tax credits. They will provide invaluable insights and actionable strategies to empower organizations to fully leverage these credits. From deciphering qualifying activities and expenditures to mastering documentation requirements, our speakers will guide you through the latest changes and updates in R&D tax credit regulations, so you remain at the forefront of industry knowledge. A thorough review of the current regulations from the Internal Revenue Service related to the Sec. 174 R&D Capitalization will also be discussed along with how this will impact the credit. Speakers will also discuss potential legislation in this area.

Join experienced securities arbitration practitioners Rebecca A. Beers and Debra A. Jenks, Esq. as they delve into the latest trends and pivotal developments in FINRA arbitration and enforcement. The speakers will also provide invaluable insights on the current regulatory focus as well as provide best practices for maintaining compliance in this dynamic financial environment.