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New York (NY) Corporate Compliance CLE Course Catalog

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All CLE Courses For New York (NY) Corporate Compliance

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60 minutes
The Inside Track: Hearing from the Regulators on Key Issues
In an increasingly regulated business landscape, it is crucial for organizations to be prepared when regulators come knocking at their doors. Step into the regulatory realm as this session will provide an exclusive glimpse into the evolving landscape of legal compliance and unique insights directly from the source. Our distinguished panel of regulators will explore the priorities, trends, and expectations shaping regulatory frameworks for 2024 and beyond.

Women, Influence & Power in Law Conference

$65

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59 minutes
Compliance at the Forefront: Creating a Culture of Compliance to Navigate Regulatory Changes
Staying ahead of compliance challenges is not only imperative for businesses, but it is also absolutely essential for risk mitigation. This engaging session will explore the intricacies of managing compliance in the face of evolving legal landscapes. Join as our expert panelists provide practical strategies to proactively monitor regulatory changes, navigate risks and ensure organizational resilience.

Women, Influence & Power in Law Conference

$65

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87 minutes
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Enhancing Corporate Governance with Effective Internal Investigations
Join Matthew B. Greenblatt of FTI Consulting, Inc. and David C. Ware of Gibson, Dunn & Crutcher LLP, for this CLE program as they delve into strategies and best practices for enhancing corporate governance through effective internal investigations.

The Knowledge Group

$115

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-1
45 minutes
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The Rise of AI and its Impact on Securities Enforcement, Regulation and Compliance
A panel of experts discusses how AI is transforming securities enforcement, regulation, compliance, and practice, examining the SEC's use of AI, proposed regulations, ethical concerns, and the need for firms to adapt policies and technologies to manage risks and comply with evolving standards.

Securities Docket

$75

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60 minutes
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More than a Reporting Obligation: Generating a ROI from ESG Initiatives
This session goes beyond the surface of ESG reporting obligations, providing in-house counsel with actionable insights on how to turn ESG commitments into a value-driven Return on Investment (ROI). Join our expert panelists for an enlightening exploration of the legal dimensions and business advantages of a purpose-driven approach to ESG.

General Counsel Conference

$65

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56 minutes
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Unveiling the Art of Effective Internal Investigations
Join us as Michael D. Farber and William Taylor, distinguished experts in the field, lead an in-depth discussion on effective internal investigations. Speakers will analyze best practices for conducting investigations, delve into the legal considerations surrounding internal inquiries, and examine the role of emerging technologies in enhancing investigative processes.

The Knowledge Group

$75

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45 minutes
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The SEC Ramps Up its Scrutiny of Asset Managers, Broker-Dealers and Other Financial Firms
A panel of experts discusses issues such as electronic communications use, cooperation, and managing an investigation. Firms are advised to prepare for upcoming regulatory changes, prioritize implementing quick changes, and focus on staying ahead of industry changes and technology.

Securities Docket

$75

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60 minutes
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Compliance in Flux: Navigating Risks Amidst Ever Evolving Regulations
This engaging session will explore the intricacies of managing compliance in the face of evolving legal landscapes. Join as our expert panelists provide practical strategies to proactively monitor regulatory changes, navigate risks and ensure organizational resilience.

General Counsel Conference

$65

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63 minutes
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Anticipating The Changing Terrain: Exploring 2024 M&A Trends
Join this panel of industry experts as they discuss a range of topics, including the impact of global events and economic conditions on M&A activity, emerging regulatory trends, and the role of technology in shaping deal-making strategies.

General Counsel Conference

$65

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