New York (NY) Regulatory Law CLE Course Catalog

Consumers want more services and solutions from their financial providers and FinTech will continue to be a driving force in 2023-2024 with AI, Machine Learning, Blockchain, embedded finance, SaaS and Open Banking taking center stage. How can you help your company prepare for the risks associated with the technological innovations driving FinTech? -Show me the money" The impact of SVB on FinTech providers (and banks?) - Getting comfortable with the unknown" How to manage an unknown regulatory landscape - Future of FinTech

Join this session and hear from our speakers as they consider SEC and DOJ enforcement trends, as well as a keen focus onESG, cyber and digital assets. Our panelists will also explore the future of prosecution activities and penalties.

Just starting out on your risk management journey? This session is for you! Our expert speakers will take you through the fundamentals, starting with what sort of assessment you should be conducting within your organization to determine what your framework will look like. They will then tackle all the facets of building out a framework, from the Intersectionality between legal, compliance and audit: What should the relationship be? What protocols and procedures are in place? How do the groups interact to be safe and effective? Through implementation and organizational adoption.

As ESG pressures continue to intensify, GC's have become more likely to shoulder the responsibility of how to correctly measure, report, and decide what's appropriate for individual company goals. With these increased pressures from stakeholders, and regulators, comes the increased risk of falling into a greenwashing trap. This session will provide an overview of the impacts of environmental law on your overall business strategy, and how to identify and avoid greenwashing pitfalls, and other possible ESG risks.

Join this session as our privacy experts review existing privacy laws, and share their insights into navigating the upcoming risks and changes expected in the privacy space.

Environmental laws and the regulatory structures that enforce them have developed recently as we have collectively recognized that pollution and environmental contamination pose a threat to our health and safety. This session will focus on how environmental litigation plays an important role in keeping industries and businesses accountable to environmental laws and regulations. Panelists will provide information about current environmental laws, and also take a look at the role that environmental litigation plays in the development of new environmental laws as well as the enforcement of existing laws.

Join distinguished thought leaders in the crypto and blockchain industry, Malgorzata (Gosia) A. Kulczycka, Ph.D., J.D. (Hickman Becker Bingham Ledesma LLP) and Hannah E. Taylor (Frankfurt Kurnit Klein & Selz PC), as they discuss the recent trends and legal challenges developing in the crypto and NFT space. Speakers, among other things, will also offer practical tips and strategies to steer clear of potential pitfalls.

With a myriad of new and amended labor & employment laws going into effect on both a national as well as state and local level, employers need to be aware of the many nuances of the changing regulation as well as significant considerations due to the potential shifting political climate. Join this session to discover the laws your business may be subject to and discuss ways GCs can minimize the likelihood of costly fines and potential lawsuits down the road. Our expert panelists will share best practices for in-house counsel to deal with the patchwork of rules in different places and across jurisdictions, including the changing landscapes due to pay equity, remote workforce, and the residual effects on policies.

In an increasingly regulated business landscape, it is crucial for organizations to be prepared when regulators come knocking at their doors. Join our panel of seasoned experts as they share their knowledge and offer guidance on how to proactively prepare for regulator interactions and mitigate potential risks. From regulatory audits to investigations, this session will equip attendees with the tools and knowledge necessary to effectively handle regulatory scrutiny.