Attention:
Card image cap

North Dakota (ND) Finance CLE Course Catalog

Explore our entire library of CLE courses. Search the whole catalog or filter courses by state, practice area, provider, credit type, and format

Sort by
↓

All CLE Courses For North Dakota (ND) Finance

Card image cap
44 minutes
cc
SEC Enforcement of Issuer Disclosure, Financial Fraud and Auditors
A panel of leading experts discusses the critical importance of accurate financial disclosure and proactive measures to mitigate accounting fraud risks, emphasizing the increase in SEC enforcement actions, notable cases, and the need for stringent accounting controls.

Securities Docket

$75

Add to Cart

8 Credit States

More Details
Card image cap
56 minutes
cc
Strategies for Resolving Tax Controversies in an Evolving Enforcement Landscape
Listen as a panel of distinguished experts organized by The Knowledge Group explores key strategies for resolving tax controversies in an evolving enforcement landscape, drawing insights from various reputable sources in the field of tax compliance and dispute resolution.

The Knowledge Group

$75

Add to Cart

14 Credit States

More Details
Card image cap
60 minutes
cc
More than a Reporting Obligation: Generating a ROI from ESG Initiatives
This session goes beyond the surface of ESG reporting obligations, providing in-house counsel with actionable insights on how to turn ESG commitments into a value-driven Return on Investment (ROI). Join our expert panelists for an enlightening exploration of the legal dimensions and business advantages of a purpose-driven approach to ESG.

General Counsel Conference

$65

Add to Cart

13 Credit States

More Details
Card image cap
58 minutes
cc
Maximizing Your Innovation ROI: R&D Tax Credits in 2024 and Beyond
Join Mike Woeber of Corporate Tax Advisors, Inc. and Michael Silvio, CPA with MGO as they dive deep into the intricate realm of innovation ROI, offering you the tools and knowledge necessary to navigate the evolving terrain of R&D tax credits.

The Knowledge Group

$75

Add to Cart

11 Credit States

More Details
Card image cap
45 minutes
cc
The SEC's Enforcement of Financial and Accounting Fraud: Key Trends and Cases
Panelists emphasize the repercussions faced for financial disclosure and accounting fraud, discussing the Boeing and Granite Construction cases. Firms are urged to focus on compliance, cooperation, and disclosure controls to mitigate the risk of substantial penalties for misstatements.

Securities Docket

$75

Add to Cart

8 Credit States

More Details
Card image cap
45 minutes
cc
The SEC Ramps Up its Scrutiny of Asset Managers, Broker-Dealers and Other Financial Firms
A panel of experts discusses issues such as electronic communications use, cooperation, and managing an investigation. Firms are advised to prepare for upcoming regulatory changes, prioritize implementing quick changes, and focus on staying ahead of industry changes and technology.

Securities Docket

$75

Add to Cart

9 Credit States

More Details
Card image cap
45 minutes
cc
Masterclass - How to Keep the SEC From Suing Your Client
Counsel plays a huge role in helping clients avoid SEC lawsuits by addressing business issues, implementing procedures, and being proactive in compliance efforts. In-house counsel and client presence in SEC presentations, remedial efforts, and cooperation can aid in an SEC investigation.

Securities Docket

$75

Add to Cart

9 Credit States

More Details
Card image cap
45 minutes
cc
Financial Firms in the SEC's Crosshairs - Key Developments
Financial firms such as asset managers, broker-dealers, private funds, and others face scrutiny and fines from the SEC for compliance failures. Expert panelists discuss how financial firms are facing increased scrutiny and large fines from the SEC for compliance failures, particularly concerning communication records and marketing rules.

Securities Docket

$75

Add to Cart

9 Credit States

More Details
Card image cap
45 minutes
cc
Financial Disclosure and Accounting Fraud
Companies are urged to prioritize timely and comprehensive financial disclosure, cooperation, and rebuilding accounts in cases of accounting fraud to avoid enforcement actions and negative market effects, as discussed by SEC and private sector panelists.

Securities Docket

$75

Add to Cart

8 Credit States

More Details
    s