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Changes in the Enforcement Division of the U.S. Securities and Exchange Commission (SEC) has become the point of discussion following the appointment of Gary Gensler as chairman. Heightened regulation and reversions are anticipated, particularly on the scope of fees and expenses, conflicts of interest disclosure, misuse of material non-public information, and other risk management policies. Listen as a panel of key thought leaders and practitioners provide a comprehensive discussion on the recent SEC enforcement actions and investigations. Speakers will also offer helpful tips to manage potential risks as well as best compliance practices.

The past year has brought significant developments in the antitrust class action context, leaving questions and issues over the certification process standards. Aside from the litigation challenges caused by the shifting rules, US courts are also reinforcing their probe of proposed classes making it increasingly difficult to obtain early class decisions. Our panel of key thought leaders and practitioners will offer a discussion of the evolving standards in antitrust class certification as well as the significant issues surrounding this area of law. This program aims to help you navigate the challenges in litigating antitrust class certification issues.

The reduction of mergers and acquisitions (M&A)-related class actions and the state 1933 Act have driven a significant decline in securities class action filings over the last years. However, despite the decrease in the overall federal filings, special purpose acquisition companies (SPACs)-related cases have doubled, bringing newer litigation risks and additional ramifications in this category. Listen as experienced securities litigators Brendan J. Rudolph (Cornerstone Research) and Jonathan A. Choa (Potter Anderson & Corroon LLP) provide a comprehensive discussion of the recent enforcement trends and legislative developments surrounding securities class action litigation. Speakers will also offer practical tips and strategies in this rapidly evolving legal climate.

With the ever-changing regulatory trends involving patent infringement, lawyers should be competent in furnishing a sound damage analysis to mitigate risks and effectively respond to damage discovery. Reasonable royalties are by far the most common form of damages awarded among the primary remedies available in patent infringement cases. However, the implications of MLC International v. Micron Technology have left questions among patent litigators, particularly on the required disclosure of a royalty rate during fact discovery. Listen as a panel of distinguished professionals provide a comprehensive discussion of the recent developments and legal issues surrounding patent infringement cases. Speakers, among other things, will discuss the role of patent litigators and economic experts in framing out and filling in a survivable damages analysis

The U.S. Department of Labor (DOL) Wage and Hour Division and the National Labor Relations Board (NLRB) are continuously taking initiatives to improve each agency’s law enforcement, specifically against employee misclassification. Guided by their standards, the DOL and the NLRB aggressively enforces the Fair Labor Standards Act (FLSA) and the National Labor Relations Act (NLRA) respectively to expand the scope of classifying joint employers while narrowing the scope of categorizing independent contractors. Join a panel of key thought leaders and distinguished professionals as they provide a comprehensive discussion of the latest enforcement trends in classifying employees. Speakers, among other things, will offer practical compliance strategies in this rapidly evolving regulatory landscape.

The flexible work arrangement has become a norm in the post-pandemic time, presenting hurdles among company decision-makers when it comes to employee classification. Misclassifying an employee as an independent contractor can pose legal risks to employers including liability claims related to employment taxes, interest, and penalties. Join a panel of key thought leaders and professionals as they provide a comprehensive discussion of the existing regulations, emerging developments, and notable cases involving independent contractor misclassification. Speakers will also offer practical tips and compliance strategies to mitigate potential risks in this evolving legal landscape.

Insurance laws governing bad faith practices are innately complex, thus proving the elements of a bad faith claim can be tricky and challenging. Additionally, the increasingly dishonest tactics of insurance companies and third-party adjusters today highlight the need to proactively detect the red flags before they snowball into a massive financial damage and unnecessary headache. Listen as highly experienced counsel Kenneth P. Williams (Segal McCambridge Singer & Mahoney) and Hillary N. Ladov (Goldberg Segalla) provide the audience with the latest and significant issues surrounding bad faith insurance litigation. Speakers will also provide practical strategies in a rapidly evolving legal landscape.

The Securities and Exchange Commission (SEC) has proposed an amendment on the recordkeeping requirements for broker-dealers. The new rule asks for the retainment of electronic records in an exclusively non-rewritable and non-erasable format which is also known as write once, read many (WORM). However, the proposal would only apply prospectively, creating burdens for financial organizations in keeping WORM records that have been in existence at the time of the rule adoption.
Listen as experienced financial compliance professionals Robert Moreiro (Practus, LLP) and Debra Jenks (Jenks & Harvey LLP) provide a comprehensive discussion of the recent trends and developments surrounding broker-dealer regulation. Speakers, among other things, will offer practical compliance strategies in this ever-changing regulatory landscape.