Shareholders sue over exclusive-forum bylaws
Plaintiffs say provisions requiring lawsuits to be brought in Delaware are unfair, shield directors
May 29, 2012 at 08:00 PM
5 minute read
In October 2010, Stanford Law School Prof. Joseph Grundfest delivered a rousing lecture that left a lasting impression on corporate lawyers.
Speaking at the Delaware Journal of Corporate Law's annual Pileggi Lecture, which focuses on corporate law issues, Prof. Grundfest suggested a solution to the growing problem of forum shopping—a litigation tactic in which plaintiffs law firms file lawsuits against Delaware corporations in forums outside of Delaware. Their goal: to force companies to fight complex, multifront wars and to seek out courts with less experience in corporate law that may award them larger attorneys' fees.
To thwart this troubling trend, Grundfest proposed that Delaware corporations adopt bylaws stating that all shareholder litigation must take place in the state of incorporation. The provision would apply to state law claims alleging offenses such as breach of fiduciary duty, he said, but not federal claims, including federal securities fraud charges.
The concept appealed to corporate lawyers for two main reasons.
First, exclusive-forum provisions direct litigation to one forum: the Delaware Court of Chancery, which is widely recognized as the authority in business law. “The Delaware courts have a long tradition of being fair in adjudicating corporate disputes,” says Steven Haas, a partner at Hunton & Williams. “They don't lean toward management or toward the shareholders. They can be counted on to reach the right result in these cases.”
One of the Chancery Court's Vice Chancellors, J. Travis Laster, acknowledged the usefulness of exclusive-forum bylaws and alluded to his court's expertise in the March 2010 opinion in In re Revlon Shareholders Litigation. In a footnote, he wrote that “if boards of directors and stockholders believe that a particular forum would provide an efficient and value-promoting locus for dispute resolution, the corporations are free to respond with charter provisions selecting an exclusive forum for intra-entity disputes.”
According to Grundfest, before Vice Chancellor Laster's famous Revlon remark, only 16 companies had adopted exclusive-forum bylaws. By the end of 2011, about 200 Delaware corporations had enacted them.
The second and particularly contentious reason corporate lawyers like the idea of exclusive-forum bylaws: Corporate boards of directors can adopt them without shareholder approval.
Left Out
In February, a group of plaintiffs firms sued nine corporations—Autonation Inc., Chevron Corp., Curtis Wright Corp., Danaher Corp., Franklin Resources Inc., Navistar International Corp., Priceline.com Inc., SPX Corp. and Superior Energy Services Inc.—on behalf of shareholders who claim the companies' exclusive-forum provisions are unfair. The plaintiffs take issue with the fact that they are bound to the bylaws without their consent. They also say the provisions shield the companies' directors.
However, defense lawyers say the plaintiffs' concerns are invalid.
“The tables are not totally stacked against shareholders in Delaware,” says Waller Lansden Dortch & Davis Partner Larry Childs. “If a shareholder is able to sue anywhere in the country, and the courts in the other states don't apply the Delaware law the way the Delaware courts would, it creates uncertainty and extra costs.”
Haas says shareholders also benefit from exclusive-forum bylaws because they discourage forum shopping. “The plaintiffs lawyers bring a lawsuit in a particular jurisdiction not necessarily because it's the friendliest to shareholders, but because it's the best jurisdiction in terms of awarding them a large fee award,” he says. “As a shareholder, I would be in favor of [an exclusive-forum provision] because it reduces litigation costs and opportunistic forum shopping.”
Chevron's Stand
Many of the companies that were sued in February have repealed their challenged bylaws, making the plaintiffs' claims moot. Chevron, on the other hand, responded to the shareholders' complaint and revised its bylaws to specify that certain litigation can occur outside of Delaware if the Court of Chancery were to lack subject-matter jurisdiction.
In its 55-page response, Chevron noted that “the bylaw does not take any rights away from any shareholder. Instead, like all bylaws at all Delaware corporations, the forum selection bylaw merely regulates the way in which certain rights are exercised. … The board's actions were well informed and taken with the shareholders' best interests in mind. … Defendants intend to defend themselves and the forum-selection bylaw vigorously.”
Wait and See
Most experts predict that the Chancery Court will uphold the challenged companies' bylaws. At most, they say, the court may make some technical revisions to the bylaw-approval process.
“There may be some narrowing—the court could say that there has to be some shareholder consent,” says Prof. Logan Robinson of the University of Detroit Mercy School of Law.
If for some reason the Chancery Court were to invalidate the bylaws, Haas says the question then becomes whether companies will still be able to adopt exclusive-forum provisions in their certificates of incorporation with shareholder approval. According to Drinker Biddle Partner Troy Calkins and lawyer Adam Weinstock, there haven't yet been any lawsuits challenging provisions included in companies' certificates of incorporation. There also haven't yet been any lawsuits challenging the legality of exclusive-forum provisions that shareholders approved to be included in companies' bylaws.
Haas says companies that don't currently have exclusive-forum bylaws should take a wait-and-see approach before adopting them. “We need to see how this plays out in the Delaware courts, and we also need to see how shareholders' views adjust and evolve on this issue,” he says.
On the other hand, private companies looking to go public should follow Facebook Inc.'s lead. The social network adopted exclusive-forum provisions before its initial public offering, which means no shareholder approval was required. “That's the smart way to go,” Robinson says. “I think that will become a routine provision for companies preparing for an IPO now.”
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllCoinbase Hit With Antitrust Suit That Seeks to Change How Crypto Exchanges Operate
3 minute readBaker Botts' Biopharma Client Sues Former In-House Attorney, Others Alleging Extortion Scheme
Trending Stories
- 1'Largest Retail Data Breach in History'? Hot Topic and Affiliated Brands Sued for Alleged Failure to Prevent Data Breach Linked to Snowflake Software
- 2Former President of New York State Bar, and the New York Bar Foundation, Dies As He Entered 70th Year as Attorney
- 3Legal Advocates in Uproar Upon Release of Footage Showing CO's Beat Black Inmate Before His Death
- 4Longtime Baker & Hostetler Partner, Former White House Counsel David Rivkin Dies at 68
- 5Court System Seeks Public Comment on E-Filing for Annual Report
Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250