Artivest Appoints Its First Post-Merger GC, CCO
Artivest announced Kamal Jafarnia as its general counsel and chief compliance officer Thursday. Jafarnia will report to founder and CEO James Waldinger.
October 19, 2018 at 03:30 PM
3 minute read
Alternative investment technology company Artivest has appointed a general counsel, the first legal leader hired since its merger with competitor Altegris earlier this year.
Artivest, which has headquarters in both New York and La Jolla, California, announced Kamal Jafarnia as its general counsel and chief compliance officer in a press release Thursday. Jafarnia will split his time between headquarters, reporting to founder and CEO James Waldinger.
“My role specifically is both general counsel and chief compliance officer across the company, and as a result, it means I am in charge of [handling] all of the legal issues for the company from a day-to-day perspective, as any GC would be,” Jafarnia told Corporate Counsel.
“But in addition to that, and just as important, is that I'm also the chief compliance officer for our asset management business, our investment adviser, our broker-dealer, and our fund business, and as a result, I oversee the regulatory compliance obligations for our, what I call our registrants, our financial business,” he continued.
In his new role, Jafarnia will also build up Artivest's post-merger legal department.
Jafarnia has spent more than two decades working with both private and public companies, including those in the alternative investment space, on legal and compliance matters around securities offerings, M&A and corporate governance.
He comes to Artivest after six months as a regulatory compliance consultant, according to his LinkedIn page, preceded by a deputy GC and managing director, legal and business development role at Provasi Capital Partners.
Before that, Jafarnia spent more than three years at W.P. Carey, a diversified real estate asset manager and investment trust, as senior vice president. He simultaneously held a number of other roles at the REIT, including CCO and GC of Carey Financial.
“Essentially, I have the same job here that I had there. The difference is there, [Carey] was owned by a public company, an NYSE-listed public company, here, this company is owned by very sophisticated private equity investors,” he said.
He also said his interactions with regulators and experience with corporate governance at Carey will help him in his new role.
Jafarnia served as counsel in Greenberg Traurig's REIT and securities practice and as counsel for Alston & Bird's financial services and products practice group in the years before joining W.P. Carey.
He's also held a number of business and legal roles, including SVP of American Realty Capital, CCO and EVP of Realty Capital Securities, EVP of legal and corporate development at Franklin Square Capital Partners and VP and assistant general counsel at Behringer Harvard. Jafarnia earned his law degree at Temple University and his LLM in securities and financial regulation at Georgetown.
“As regulations governing wealth and investment management continue to evolve, Kamal's expertise will be invaluable for helping us to ensure that the asset managers, financial advisors, and investor clients on our alternative investment platform remain in full compliance through the capital raising and investor communications process,” Waldinger said in a statement.
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllGoogle Fails to Secure Long-Term Stay of Order Requiring It to Open App Store to Rivals
'Am I Spending Time in the Right Place?' SPX Technologies CLO Cherée Johnson on Living and Leading With Intent
9 minute read'It Was the Next Graduation': How an In-House Lawyer Became a Serial Entrepreneur
9 minute readRenee Meisel, GC of UnitedLex, on Understanding and Growing the Business
6 minute readTrending Stories
Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250