Fired Chief Compliance Officer Accused of Stealing $480K, Attempting to Conceal Scheme
Regulators and prosecutors say Jennifer Campbell stole from elderly clients of an investment adviser, created bogus letters and tax documents, hacked co-workers' computers and used voice-altering software in an attempt to conceal her wrongdoing.
June 10, 2022 at 02:31 PM
3 minute read
White Collar Crime
The now-former chief compliance officer for a New York-based registered investment adviser stole more than $480,000 from the firm's elderly clients and tried to conceal her misdeeds by hacking into her colleagues' computers and using voice-altering software, according to the U.S. Securities and Exchange Commission.
Jennifer Campbell, 47, of Niagara Falls, New York, now faces civil charges from the SEC along with parallel criminal charges from the U.S. Attorney's Office in New York for the alleged scheme, which unfolded between early 2019 and the spring of 2021.
Campbell's former employer, Pratt Collard Buck Advisory Group in Buffalo, New York, fired her last year after an internal investigation. She joined the firm in 2017 as an office manager and was elevated to compliance chief in 2018, according to a recent SEC complaint.
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