The Securities and Exchange Commission hit 16 broker-dealers with $1.1 billion in fines last fall for conducting business off-channel, including via WhatsApp. Credit: guteksk7/Shutterstock.com Google's Use of 'History Off' Chats Offers Lessons for In-House Counsel
"Any experienced counsel should be advised to think through scenarios where documentation is needed," said H. Gregory Baker, a partner at Patterson Belknap.
March 30, 2023 at 08:30 AM
5 minute read
Technology Media and Telecom
Encouraging employees to use "off-channel" communications such as text and chat apps that aren't archived could be viewed as a crafty way to elude records discovery by regulators in future litigation.
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