The 3-year-old crackdown now has yielded more than $3 billion in penalties, and regulators show no signs of letting up.
August 15, 2024 at 08:50 AM
2 minute read
Federal regulators have slapped 26 financial services companies with more than $470 million in fines for failing to save employees’ electronic communications.
The punishments, announced Wednesday, are part of the agencies’ ongoing efforts to enforce rules requiring financial companies to retain so-called off-channel communications, such as WhatsApp and WeChat messages, so that they can be scrutinized for potential regulatory infractions.
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