One of Wall Street’s burgeoning regulators is creating a new 13-member group that will take a close look at securities arbitrations. The Financial Industry Regulatory Authority (FINRA) announced Thursday that it has formed an arbitration task force that will examine—and consider improvements for—the regulator’s securities arbitration forum.
In announcing the task force, FINRA said that the group will consider steps to “improve the transparency, impartiality and efficiency” of the forum for all participants. Investors, brokers and other FINRA-registered entities currently use the forum to settle disputes.
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