If insider trading is weighing on more minds than usual this month, it’s no surprise. On Sept. 9, Mathew Martoma, a former SAC Capital Advisors portfolio manager, learned that he will be going to prison for nine years after he was found guilty of accessing and using the results of a secret drug trial to make investment decisions.
A webinar from Mayer Brown’s Global Financial Markets Initiative, “Insider Trading: The Changing Landscape,” brought together two Mayer Brown partners, Richard Rosenfeld, colead of the firm’s U.S. securities litigation and enforcement group, and Michael Martinez, a member of the firm’s litigation and dispute-resolution and white-collar defense and compliance practices, to talk about recent developments in insider trading and enforcement.
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