The state of regulatory compliance in the U.S. is a topic that prompts strong opinions. Some bristle at toughening standards and increased enforcement, while others welcome these developments as constructive. On Tuesday morning in New York City at The Wall Street Journal’s Newsmaker’s Forum, presented by Dow Jones Risk & Compliance, representatives from both sides of the regulatory equation—enforcement and business—got to share insights and best practices.
On the side of the government enforcers was Benjamin Lawsky, superintendent of Financial Services for New York State. Lawsky told the audience that he fully acknowledges that businesses, particularly financial institutions, currently exist in an era of “hyper-regulation” and “hyper-compliance.”
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
LexisNexis® and Bloomberg Law are third party online distributors of the broad collection of current and archived versions of ALM's legal news publications. LexisNexis® and Bloomberg Law customers are able to access and use ALM's content, including content from the National Law Journal, The American Lawyer, Legaltech News, The New York Law Journal, and Corporate Counsel, as well as other sources of legal information.
For questions call 1-877-256-2472 or contact us at [email protected]