In this continuing series on regulatory issues for in-house counsel and compliance professionals, the author will devote the next few columns to offering suggestions to the next administration and Congress. We begin with compliance leadership.
Business ethics have been drawing attention as a political issue. Candidates on both sides of the partisan divide have spoken out about the ethical condition of banking, Wall Street, finance and other business sectors. Yet, the political rhetoric has been strangely silent about a ready means for addressing non-compliance with governing standards. There is a private sector tool that has repeatedly proven its effectiveness, and is available for immediate and enhanced use. Of course, that would be: professional compliance.
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