No Reduced Sentence for Disbarred Lawyer Scott Rothstein, 11th Circuit Rules
Ex-South Florida attorney Scott Rothstein is stuck with his 50-year prison sentence, as the U.S. Court of Appeals for the Eleventh Circuit upheld a district court ruling that allowed the government to withdraw from a potential reduction.
October 01, 2019 at 12:54 PM
3 minute read
The U.S. Court of Appeals for the Eleventh Circuit shot down an attempt by disbarred attorney and federal prisoner Scott Rothstein to reduce his 50-year sentence for running a $1.2 billion Ponzi scheme—among the largest in history.
Rothstein was disbarred after pleading guilty to wire fraud, racketeering, conspiracy to commit money laundering and conspiracy to commit mail and wire fraud after it emerged he used his then-Fort Lauderdale law firm Rothstein Rosenfeldt Adler to perpetuate the scheme.
Rothstein argued that the U.S. Attorney's Office breached its plea agreement by withdrawing a motion that under Federal Rule of Criminal Procedure 35 could have allowed his sentence to be reduced if he cooperated fully.
The government said it backed out because Rothstein had provided false information. But Rothstein disputed that, requesting an evidentiary hearing and claiming he'd been of "extraordinary assistance," according to the opinion.
The government filed the motion almost a year after Rothstein's sentencing, though it served as a placeholder at the time because his cooperation wasn't yet complete. If Rothstein didn't comply, the motion said, it could be withdrawn.
Rothstein claimed he wasn't properly warned because his cooperation and plea agreements didn't include the word "withdraw."
But the Eleventh Circuit was unconvinced, finding the cooperation agreement made no guarantees. It also pointed out that Rothstein's attorney signed the Rule 35 motion, which explained the government's ability to withdraw.
"Rothstein cannot credibly claim that he had no idea that withdrawal was a possibility," the opinion said.
Rothstein's attorney Marc Nurik in Boca Raton did not immediately respond to a request for comment.
Rothstein had pointed to a case where an appeals court found the government shouldn't have been allowed to withdraw a Rule 35 motion, USA v. Padilla, but the Eleventh Circuit found some crucial differences.
The plea agreement in that case had said the government would file the motion if the defendant cooperated, whereas in Rothstein's case the government had only promised to consider filing it. There was no mention of the possibility of withdrawal in Padilla, and the defendant's information had already proved helpful, while in Rothstein's case that was yet to be determined.
The Eleventh Circuit also found it wasn't its place to question the government's moves unless they were unconstitutional.
"This court has emphasized its unwillingness to intrude on the prosecutorial discretion provided to the government in making substantial-assistance motions," the opinion said.
An evidentiary hearing was therefore pointless, according to the ruling, because the government had full discretion in deciding whether to withdraw the motion.
"No facts that Rothstein can allege regarding his actual level of cooperation would disturb the government's unilateral conclusion that his help was insufficient to warrant a substantial-assistance motion," the opinion said.
Eleventh Circuit Judge Gerald Bard Tjoflat wrote the opinion, backed by Judges William Pryor and Britt Grant.
|Read the ruling:
|Related stories:
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllRogge Dunn Represents Florida Trucking Firm in Civil RICO Suit Against Worldwide Express
4 minute readTrending Stories
- 1Call for Nominations: Elite Trial Lawyers 2025
- 2Senate Judiciary Dems Release Report on Supreme Court Ethics
- 3Senate Confirms Last 2 of Biden's California Judicial Nominees
- 4Morrison & Foerster Doles Out Year-End and Special Bonuses, Raises Base Compensation for Associates
- 5Tom Girardi to Surrender to Federal Authorities on Jan. 7
Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250