The Securities and Exchange Commission on Friday sanctioned a Boca Raton auditor for violating federal laws and regulations.
Eliot Berman and his firm, Berman & Co., agreed to settle the SEC charges. He must pay a $15,000 penalty and was suspended for at least a year from practicing as an accountant on behalf of any publicly traded or other company regulated by the SEC.
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
LexisNexis® and Bloomberg Law are third party online distributors of the broad collection of current and archived versions of ALM's legal news publications. LexisNexis® and Bloomberg Law customers are able to access and use ALM's content, including content from the National Law Journal, The American Lawyer, Legaltech News, The New York Law Journal, and Corporate Counsel, as well as other sources of legal information.
For questions call 1-877-256-2472 or contact us at [email protected]
