'A Thief and a Liar': Jurors Hear Accusations, Accounting as Hardwick Trial Begins
In trying to prove that Nathan Hardwick embezzled millions of dollars from his firm, prosecutors will need to guide jurors through a welter of financial records and complex details.
September 25, 2018 at 10:44 AM
7 minute read
Courtroom 1708 in the Richard B. Russell Federal Building was packed for opening statements Monday in Atlanta lawyer Nathan Hardwick IV's embezzlement trial, which pitted federal prosecutor J. Russell Phillips against longtime Atlanta criminal defense attorney Ed Garland.
U.S. Attorney BJay Pak, was there, as was the former lead prosecutor for the case, David Chaiken, who almost two years ago became a partner in Troutman Sanders' white-collar practice.
Federal prosecutors indicted Hardwick, formerly the managing partner of now-defunct residential real estate and closing firm Morris Hardwick Schneider, in February 2016, alleging that he stole millions of dollars from client escrow accounts and spent almost $18 million on charter jets, casinos, bookies and women alone.
They indicted the firm's former controller, Asha Maurya, at the same time as a co-conspirator. Maurya pleaded guilty to a single count of conspiracy to commit wire fraud last year and is cooperating with the government.
Hardwick's defense team, led by Garland of Garland, Samuel & Loeb, has maintained since the escrow shortfalls became public in August 2014 that Maurya was the culprit, not Hardwick.
Over their hour apiece for opening statements, both sides struggled to clear a path through the welter of details about MHS's accounting records, shareholder agreements, bank records and emails between Hardwick and other parties to present a compelling narrative to the jury.
'Partner in Crime'
Phillips jumped right in without introducing himself and told the jury that the government would prove Hardwick is “a thief and a liar.”
Maurya, his alleged co-conspirator, “is also a thief and a liar,” Phillips added—but “there is not going to be any evidence” that Maurya lied to Hardwick about how much money the firm was making or that he was taking out more than its net income.
The government would present evidence, Phillips said, “that Hardwick and Maurya lied to his law partners about how much money he was taking out.”
“The defense is going to spend a lot of time talking about Asha Maurya's lying,” Phillips said. She's not “snow white,” he said. That's why Hardwick chose Maurya as his “partner in crime,” he added.
“When Mr. Garland gets up here, he's going to totally dump on Asha Maurya,” Phillips told the jury. “He's going to try to make the whole case about her.”
But, he added, “This is going to be a case about 'false statements' from Nathan Hardwick.”
According to Phillips, Hardwick was “deeply in debt” by the end of 2010, after a 2008 divorce that cost him $5.5 million and MHS's closing business dried up from the financial crisis.
Hardwick's “income was slashed” and his personal investments, much tied up in real estate, had “tanked,” Phillips said, adding that Hardwick also owed $2.2 million on a loan to buy out a former partner from a prior firm.
At beginning of 2011, “Nathan Hardwick was broke,” Phillips told the jury.
The firm's net income totalled about $10 million from 2011 to 2013, but Hardwick took $20 million in that time on top of his salary—and a total of $26 million by August 2014, Phillips told the jury. Hardwick spent more than $18 million on private jets, gambling and “social companions,” including more than $10 million on bookies and casinos and $186,000 to use a private island for a party, the prosecutor said.
Philips said the government would show that Hardwick “knew MHS was making much less than he was taking” and that his draws were coming from the firm's escrow accounts. The evidence, he said, includes the firm's accounting and bank records, shareholder agreements and emails from Hardwick to Maury and his law partners Mark and Gerard Wittstadt, who ran the foreclosure side from Baltimore.
Big Dreams
Garland told jurors the government's case was mistakenly based on the notion that “Mr. Hardwick had motive to steal from his own law firm that he owned 55 percent.”
“Mr. Harwick was deceived by Ms. Maurya. He didn't know she was a thief,” Garland said. “What a thief she was will astound you,” he added.
“Hardwick was not involved with the accounting,” Garland said, explaining that he was “a big-picture guy” who handled marketing, customer service and strategic planning. Hardwick assumed the money he was getting came from the firm's operating accounts, his lawyer added.
Garland said MHS's 2013 revenue was just under $73 million. With millions of dollars flowing through the firm, he added, Maurya “fooled the accountants.”
She was “stealing from the company,” Garland said, starting after she was hired in April 2009. The defense lawyer said Maurya stole at least $800,000, adding that “no one really knows how much.”
Garland told the jury that Hardwick had no motive to steal from his firm. “We don't run from the fact that he had debts, he had lavish spending,” he said. “We don't run from the fact that the money spent on gambling was personal.”
“Sure he was in debt,” Garland said, but the firm's revenue was increasing so he would be able to pay them. Hardwick also spent a lot on business expenses, his lawyer added. “And he did not know he had a crooked bookkeeper.”
“Nat Hardwick loved this law firm and the people in the firm,” Garland said.
Hardwick planned to take the firm public, Garland said, making his partners and employees rich through stock options. “When you have those kind of big dreams, you don't take money out of the escrow accounts.”
“The actions of Asha Maurya caused Nat Hardwick to unknowingly receive disbursements/transfers of funds. He did not take them with the intent to steal,” Garland concluded.
The jury spent the rest of the day hearing from the prosecution's first two witnesses—the lawyer who drew up MHS's shareholder agreements, Tommy Thompson Jr., who retired last year as a partner from Parker Hudson Rainer & Dobbs, and the accountant who led an audit of MHS's books for 2010-2012, John Shurley of Warren Averett. Phillips and Assistant U.S. Attorney Doug Gilfillan, respectively, handled the questioning.
After sitting through four hours of testimony on shareholder agreements and financial records, the jury's attention was clearly flagging by late in the day.
“This is a document-intensive trial and a long first day,” Judge Eleanor Ross of the U.S. District Court for the Northern District of Georgia told the jurors, advising them to rest up for Tuesday. “It's important for the case that you stay awake and remain alert.”
READ MORE:
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllNelson Mullins, Greenberg Traurig, Jones Day Have Established Themselves As Biggest Outsiders in Atlanta Legal Market
7 minute readEx-Deputy AG Trusts U.S. Legal System To Pull Country Through Times of Duress
7 minute read'Rebound' In Demand For Legal Services Places Southeast Among Top 3 Regions In U.S.
4 minute readTrending Stories
Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250