Andrew Mason of Chilivis Grubman Dalbey & Warner. (Courtesy photo) What You Can Expect From SEC Enforcement Under the Biden Administration
While there are some areas of securities enforcement that are likely to remain steady in the transition from the Trump administration to the Biden administration, some areas of enforcement are likely to see an uptick in enforcement actions.
March 11, 2021 at 11:12 AM
6 minute read
The change from a Republican administration to a Democrat administration tends to be accompanied by a shift in enforcement priorities within federal agencies—from guns, drugs, and immigration to civil rights, consumer protection and white-collar enforcement. This shift is especially notable in the context of securities enforcement at the Securities and Exchange Commission. In this commentary, we look at the anticipated change in the enforcement landscape under the Biden administration.
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