Kim L. Kirn. (Courtesy photo) FINRA Arbitration and Mediation: A Compelling Case for Doing Both
Here are six compelling reasons to consider arbitrating and mediating FINRA cases instead of limiting your FINRA practice to only one ADR method.
March 06, 2024 at 04:14 PM
6 minute read
The Financial Industries Regulatory Authority (FINRA) has created a parallel universe for handling disputes outside of the regular court system. It's a bit like a sci-fi heroine finding herself in an alternate universe where up is down and the sun rises at midnight but sets at 8:00 a.m. In the FINRA universe, everybody has agreed to arbitrate or mediate their disputes.
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