October 07, 2008 at 12:00 AM
1 minute read
NEW YORK AP – The former chief lawyer for UBS’s investment bank has agreed to pay $6.5 million to settle an allegation that he dumped his investments in auction-rate securities after getting a company e-mail warning that the market was in trouble, state officials said Tuesday.
New York Attorney General Andrew Cuomo said the payment would resolve an insider trading investigation of David Aufhauser, who recently resigned as general counsel at the bank.
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