X

Thank you for sharing!

Your article was successfully shared with the contacts you provided.

Dillard, Presiding Judge. Following trial, a jury convicted Nathaniel Smith on one count of riot in a penal institution, two counts of aggravated assault, and six counts of simple assault. On appeal, Smith challenges the sufficiency of the evidence supporting one of the aggravated-assault convictions and further contends that the trial court erred in denying his claim of ineffective assistance of counsel and failing to merge his convictions for sentencing purposes. For the reasons set forth infra, we affirm. Viewed in the light most favorable to the jury’s verdict,[1] the record shows that in early February 2010, Smith was incarcerated in the Augusta-Richmond County Jail. On February 5, 2010, the inmates housed on the sixth floor of the jail, including Smith, were angry because their “store call” privileges[2] had been suspended for failing to follow jail procedures. Around 7:00 p.m., Deputy Diaz—who was working on the sixth floor—noticed that several inmates in the common area were playing cards, which was a violation of jail rules prohibiting gambling. As a result, Deputy Diaz—using the intercom system—ordered the inmates to turn over their cards. But instead of complying with this directive, many of the inmates began belligerently cursing at the deputies. And tensions continued to rise when deputies entered the common area to confiscate the cards. At that point, Deputy Diaz ordered the inmates to lock-down, meaning that they had to return to their individual cells. But the inmates again refused to comply with this directive. In an effort to enforce the lock-down, Deputy Diaz called for more deputies to come to the sixth floor. And in short order, Deputies Diaz, Folk, Fleming, Van Dyke, Gore, Baldowski, Cooper, and Gainey entered the sixth floor common area and ordered the nearly 30 inmates to lock-down. The inmates still refused to comply with this directive, and the deputies noticed that some of them were now wielding mop and broom handles. During this standoff, several deputies noticed that Smith—who was wielding a broom handle—was yelling and inciting the other inmates to violence. A moment later, as Deputy Fleming attempted to speak to one inmate, another one punched him in the head from behind. At the same time, Smith struck Deputy Van Dyke and another inmate punched Deputy Baldowski. Chaos then erupted, with inmates running at the deputies and striking them with their fists and feet, as well as mop and broom handles. One inmate stabbed Deputy Gore in the side of the head with a pencil, and several inmates, including Smith, punched and kicked Deputy Fleming after he fell to the ground. Significantly outnumbered, the deputies retreated from the common area, with Deputies Cooper and Folk assisting Deputy Fleming, who was badly injured. At this point, one of the jail supervisors called in road patrol deputies for backup, and upon their arrival, the inmates finally returned to their cells. Thereafter, the State charged Smith, via indictment, with one count of riot in a penal institution, ten counts of aggravated assault (with each count related to a separate deputy), and one count of obstruction of a law-enforcement officer. The case then proceeded to trial, during which the State presented the foregoing evidence. And at the conclusion of the trial, the jury found Smith guilty on the count of riot in a penal institution, the counts of aggravated assault upon Deputies Fleming and Van Dyke, and six counts of simple assault as lesser-included offenses of aggravated assault.[3] The trial court then imposed a sentence totaling 60 years in confinement. Subsequently, Smith obtained new counsel and filed a motion for new trial, in which he argued, inter alia, that his trial counsel rendered ineffective assistance. The State filed a response, and the trial court held a hearing, during which Smith’s trial counsel testified regarding her representation. At the conclusion of the hearing, the trial court took the matter under advisement. Several months later, it issued an order denying Smith’s motion for new trial. This appeal follows. 1. Smith contends that the evidence was insufficient to support his conviction on the charge of aggravated assault upon Deputy Fleming. This contention lacks merit.[4] When a criminal conviction is appealed, the evidence must be viewed in the light most favorable to the verdict, and the appellant no longer enjoys a presumption of innocence.[5] And in evaluating the sufficiency of the evidence, we do not “weigh the evidence or determine witness credibility, but only determine whether a rational trier of fact could have found the defendant guilty of the charged offenses beyond a reasonable doubt.”[6] The jury’s verdict will be upheld, then, so long as there is “some competent evidence, even though contradicted, to support each fact necessary to make out the State’s case.”[7] With these guiding principles in mind, we turn to Smith’s challenge to the sufficiency of the evidence supporting his conviction on the charge of aggravated assault upon Deputy Fleming. Aggravated assault is committed when a person “assaults . . . [w]ith a deadly weapon or with any object, device, or instrument which, when used offensively against a person, is likely to or actually does result in serious bodily injury[.]“[8] And it is well established that “[e]very person concerned in the commission of a crime is a party thereto and may be charged with and convicted of commission of the crime.”[9] Importantly, whether a defendant was “a party to the crime and aided and abetted in the commission of a crime is a matter for the jury.”[10] Moreover, while it is true that mere presence at the scene of a crime is insufficient to convict one of being a party to the crime, the jury “may infer criminal intent from the person’s conduct before, during, and after the commission of the crime.”[11] In this case, the fourth count of the indictment charged Smith with aggravated assault by alleging that he “did make an assault upon . . . Deputy William Fleming with hands and feet, objects which when used offensively against another person are likely to result in serious bodily injury, by punching and kicking the deputy . . . resulting in bruising about the body, fractured ribs and back spasms . . . .” And at trial, the State presented evidence that Smith struck Deputy Van Dyke and that he was one of several inmates who punched and kicked Fleming after he fell to the ground. Given these circumstances, the evidence was sufficient to support Smith’s conviction on the charge of aggravated assault upon Deputy Fleming,[12] or at the very least, that he was party to that crime.[13] Accordingly, the trial court did not err in denying Smith’s motion for new trial as to that issue. 2. Smith also maintains that his trial counsel rendered ineffective assistance by failing to request that he undergo a psychiatric evaluation after he sent her a delusional love letter. We disagree. In order to evaluate Smith’s claims of ineffective assistance of counsel, we apply the familiar two-pronged test established in Strickland v. Washington,[14] which requires him to show that his trial counsel’s performance was “deficient and that the deficient performance so prejudiced him that there is a reasonable likelihood that, but for counsel’s errors, the outcome of the trial would have been different.”[15] In addition, there is a strong presumption that trial counsel’s conduct falls within the broad range of reasonable professional conduct, and a criminal defendant must overcome this presumption.[16] In fact, the reasonableness of counsel’s conduct is “examined from counsel’s perspective at the time of trial and under the particular circumstances of the case[.]“[17] Importantly, decisions regarding trial tactics and strategy may form the basis for an ineffectiveness claim only if they were “so patently unreasonable that no competent attorney would have followed such a course.”[18] And unless clearly erroneous, we will “uphold a trial court’s factual determinations with respect to claims of ineffective assistance of counsel; however, a trial court’s legal conclusions in this regard are reviewed de novo.”[19] Bearing this analytical framework in mind, we will consider Smith’s specific claim of ineffective assistance of counsel. At some point after retaining new counsel, Smith’s trial counsel provided his new counsel with her case file. The file included a love letter that Smith had written to his trial counsel during her representation. In the letter, Smith informed his counsel that he dreamed they would travel to space, where he would propose and give her “the moon as an engagement present.” And during the hearing on Smith’s motion for new trial, his appellate counsel questioned trial counsel regarding the letter, and, specifically, how she handled the issue. Trial counsel recalled the letter, and while she could not remember exactly how she responded, she stated that she would have either ignored it or explained to Smith that their relationship was strictly professional. In fact, trial counsel testified that she received similar letters from other clients, and that such behavior did not necessarily result in her recusing from representation. Additionally, trial counsel further testified that other than sending her the letter, Smith had not acted inappropriately toward her and, importantly, that she did not believe he was incompetent to stand trial or failed to understand the nature and gravity of the charges. Nevertheless, Smith argues that his trial counsel rendered ineffective assistance by failing to further investigate his mental competency upon receiving his love letter. But given trial counsel’s testimony that Smith seemed competent and understood the charges and proceedings against him, it was not objectively unreasonable for her not to seek a mental evaluation.[20] Moreover, Smith has failed to demonstrate any sort of prejudice. Indeed, the burden is on the defendant to show that his “attorney’s omissions have prejudiced [his] case.”[21] And if a defendant wishes to claim ineffectiveness based on trial counsel’s failure to request a psychiatric evaluation, he must “show a likelihood that such an evaluation would have affected the outcome at trial.”[22] But here, the record fails to include any medical records, expert testimony, or other evidence of diagnosis or treatment that would cast light on the question of Smith’s mental status. Consequently, Smith has failed to carry his burden to prove the prejudice prong of his claim that trial counsel was ineffective for failing to request a mental competency evaluation.[23] As a result, we conclude that the trial court did not err in denying Smith’s claim that his trial counsel rendered ineffective assistance in this regard. 3. Smith further contends that the trial court erred in failing to merge his assault convictions with his riot-in-a-penal-institution conviction for sentencing purposes. Again, we disagree. The question of whether offenses merge is, of course, a legal question that we review de novo.[24] This issue comes into play when a defendant is convicted of multiple crimes based upon the same act, and “the principle of factual merger operates to avoid the injustice.”[25] And under Georgia law, one crime is included in another when (1) [i]t is established by proof of the same or less than all the facts or a less culpable mental state than is required to establish the commission of the crime charged; or (2) [i]t differs from the crime charged only in the respect that a less serious injury or risk of injury to the same person, property, or public interest or a lesser kind of culpability suffices to establish its commission.[26] To answer the question of whether offenses merge, the Supreme Court of Georgia has adopted the “required evidence” test set forth by the Supreme Court of the United States to resolve these situations.[27] So, when determining whether convictions for multiple crimes merge for purposes of sentencing, “[t]he applicable rule is that [when] the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.”[28] Importantly, though, when “one crime is completed before the other begins, there is no merger.”[29] At the time the melee at the Augusta-Richmond County jail occurred, OCGA § 16-10-56 (a) provided: “Any person legally confined to any penal institution of this state or of any political subdivision of this state who commits an unlawful act of violence or any other act in a violent or tumultuous manner commits the offense of riot in a penal institution.”[30] In addition, the applicable version of OCGA § 16-5-21 (a) (2) provided: “A person commits the offense of aggravated assault when he or she assaults . . . [w]ith a deadly weapon or with any object, device, or instrument which, when used offensively against a person, is likely to or actually does result in serious bodily injury. . . .”[31] And under the applicable version of OCGA § 16-5-20 (a) (2), “[a] person commits the offense of simple assault when he or she . . . [c]ommits an act which places another in reasonable apprehension of immediately receiving a violent injury.”[32] Here, the State charged Smith with riot in a penal institution by alleging that he “did become verbally and physically aggressive towards the deputies while . . . legally confined to the Augusta Richmond County jail. . . .” Additionally, it charged him with aggravated assault by alleging, with only slight variations depending on the specific victim, that he “did make an assault upon [several individual deputies]” with hands, feet, or both in some instances, “ objects which when used offensively against another person are likely to result in serious bodily injury. . . .” And consistent with the indictment, the evidence shows that the incident began with several inmates, including Smith, belligerently refusing to give deputies their playing cards, and then angrily cursing at the deputies when the lock-down was ordered. Indeed, the evidence demonstrates that Smith was one of the instigators in fomenting this aggression. A few moments later, the actual physical violence erupted, with Smith and other inmates punching and kicking several of the deputies. Thus, under these particular circumstances, the physical violence inflicted upon the deputies and attempts to do so constituted the aggravated and simple assaults, respectively, that ensued after the offense of riot in a penal institution was completed. Accordingly, the trial court did not err in refusing to merge those convictions.[33] For all these reasons, we affirm Smith’s convictions and the denial of his motion for new trial. Judgment affirmed. Rickman and Brown, JJ., concur.

 
Reprints & Licensing
Mentioned in a Law.com story?

License our industry-leading legal content to extend your thought leadership and build your brand.

More From ALM

With this subscription you will receive unlimited access to high quality, online, on-demand premium content from well-respected faculty in the legal industry. This is perfect for attorneys licensed in multiple jurisdictions or for attorneys that have fulfilled their CLE requirement but need to access resourceful information for their practice areas.
View Now
Our Team Account subscription service is for legal teams of four or more attorneys. Each attorney is granted unlimited access to high quality, on-demand premium content from well-respected faculty in the legal industry along with administrative access to easily manage CLE for the entire team.
View Now
Gain access to some of the most knowledgeable and experienced attorneys with our 2 bundle options! Our Compliance bundles are curated by CLE Counselors and include current legal topics and challenges within the industry. Our second option allows you to build your bundle and strategically select the content that pertains to your needs. Both options are priced the same.
View Now
May 01, 2025
Atlanta, GA

The Daily Report is honoring those attorneys and judges who have made a remarkable difference in the legal profession.


Learn More
December 02, 2024 - December 03, 2024
Scottsdale, AZ

Join the industry's top owners, investors, developers, brokers and financiers for the real estate healthcare event of the year!


Learn More
December 11, 2024
Las Vegas, NV

This event shines a spotlight on how individuals and firms are changing the investment advisory industry where it matters most.


Learn More

We are seeking two attorneys with a minimum of two to three years of experience to join our prominent and thriving education law practice in...


Apply Now ›

Description: Fox Rothschild has an opening in the New York office for a Real Estate Litigation Associate with three to six years of commerci...


Apply Now ›

Downtown NY property and casualty defense law firm seeks a Litigation Associate with 3+ years' experience to become a part of our team! You ...


Apply Now ›