Facts & Figures: Organizational changes can increase risk of misconduct
From law firm growth strategies to an anticipated rise in mergers, an inside look at the numbers that count
June 07, 2013 at 09:54 AM
11 minute read
The original version of this story was published on Law.com
Social Strategy
It seems that every year lawyers and executives are becoming more and more savvy about social media usage, and some are applying that expertise to the realm of mergers and acquisitions. Fasken Martineau's 2013 Social Media M&A survey shows that a substantial percentage of senior M&A executives surveyed used social media platforms to research potential acquisition targets, as well as parties to transactions.
Most execs don't plan to develop a specific social media strategy for M&A, but Fasken Martineau notes that those percentages may change following the Securities and Exchange Commission's announcement that companies are now permitted to share market-moving news on social media.
36% Respondents who used social media to investigate potential acquisition targets in the past year
48% Executives who used social media to research companies involved in transactions
72% Respondents who said that LinkedIn added the most value to due diligence, rather than other social platforms
77% Executives who do not have a social media strategy specifically geared toward M&A
Compliance Challenges
Regulatory enforcement is a major challenge for companies nationwide, as indicated by a growth in federal whistleblower programs and an uptick in prosecutions for violations of the Foreign Corrupt Practices Act and other laws.
Now a new study from CEB shows that workplace changes such as layoffs, leadership overhauls and organizational restructuring—seemingly perennial occurrences in the current economic climate—can increase the risk of misconduct, especially if employees are left uninformed about such shifts.
84% Workers who have experienced a recent change in their business operations
42% Potential decrease in misconduct risk at companies who inform employees in advance about organizational changes
7.9% Shareholder returns of companies who communicate effectively with their employees
2.1% Shareholder returns of companies who do not practice effective communication strategies
Rising Revenues
Despite a still-sluggish economy, BigLaw did well for itself last year—revenues at AmLaw 100 firms grew by more than 3 percent last year. Not to be outdone, firms that rank between #101 and #200 on AmLaw's list also grew their revenues last year. The so-called “Second Hundred,” however, achieved their revenue growth with a slightly different strategy.
Instead of following the example of the AmLaw 100 firms, which generally limit partner numbers and overall headcount to guarantee large profits for partners, the Second Hundred made more lawyers partners, in an effort to drive down rates for clients.
1.1% Increase in equity partners in the Second Hundred in 2012
10.1% Increase in non-equity partners in the Second Hundred in the same time frame
2.5% Increase in non-equity partners at the AmLaw 100, which did not increase equity partners at all
3.4% Revenue growth at AmLaw 100 firms last year
3.2% Revenue growth at the Second Hundred over the same time period
Training Troubles
Despite a seemingly endless string of headlines about anti-bribery and anti-corruption enforcement actions, many companies still neglect to educate third parties and business partners about proper compliance practices, according to the Anti-Bribery & Corruption Benchmarking Report from Kroll and Compliance Week.
Companies are failing to implement proper training programs despite the fact that most large corporations say that they expect their risks to rise in the future.
53% Respondents who train third parties and business partners on anti-corruption efforts
30% Percentage of those respondents who believe that their training efforts are effective
18% Companies that have no anti-corruption policy, or that do not require their employees to read it
41% Businesses with less than $1 billion in annual revenue that expect their compliance risk to rise
54% Larger corporations that expect an increase in their compliance risk
Mounting Mergers
Mergers and acquisitions professionals expect both M&As and cash deployments to stay steady or increase during the second half of the year, according to a recent poll by Deloitte. Despite this increase, the vast majority of respondents had not recently updated their equity risk premium (ERP) calculations, which help companies to understand a stock's excess return over a risk-free rate.
40.2% Executives who anticipate an increase in mergers and acquisitions
21.8% Executives who foresee an increase in cash deployments
11.5% Respondents who updated company ERP for cost analysis within the past year
25.6% Respondents who said that capital constraints are the biggest challenge companies face when deploying capital
20.2% Respondents who cited a lack of realistic growth and operational targets as their biggest challenge
Social Strategy
It seems that every year lawyers and executives are becoming more and more savvy about social media usage, and some are applying that expertise to the realm of mergers and acquisitions.
Most execs don't plan to develop a specific social media strategy for M&A, but
36% Respondents who used social media to investigate potential acquisition targets in the past year
48% Executives who used social media to research companies involved in transactions
72% Respondents who said that
77% Executives who do not have a social media strategy specifically geared toward M&A
Compliance Challenges
Regulatory enforcement is a major challenge for companies nationwide, as indicated by a growth in federal whistleblower programs and an uptick in prosecutions for violations of the Foreign Corrupt Practices Act and other laws.
Now a new study from CEB shows that workplace changes such as layoffs, leadership overhauls and organizational restructuring—seemingly perennial occurrences in the current economic climate—can increase the risk of misconduct, especially if employees are left uninformed about such shifts.
84% Workers who have experienced a recent change in their business operations
42% Potential decrease in misconduct risk at companies who inform employees in advance about organizational changes
7.9% Shareholder returns of companies who communicate effectively with their employees
2.1% Shareholder returns of companies who do not practice effective communication strategies
Rising Revenues
Despite a still-sluggish economy, BigLaw did well for itself last year—revenues at AmLaw 100 firms grew by more than 3 percent last year. Not to be outdone, firms that rank between #101 and #200 on AmLaw's list also grew their revenues last year. The so-called “Second Hundred,” however, achieved their revenue growth with a slightly different strategy.
Instead of following the example of the AmLaw 100 firms, which generally limit partner numbers and overall headcount to guarantee large profits for partners, the Second Hundred made more lawyers partners, in an effort to drive down rates for clients.
1.1% Increase in equity partners in the Second Hundred in 2012
10.1% Increase in non-equity partners in the Second Hundred in the same time frame
2.5% Increase in non-equity partners at the AmLaw 100, which did not increase equity partners at all
3.4% Revenue growth at AmLaw 100 firms last year
3.2% Revenue growth at the Second Hundred over the same time period
Training Troubles
Despite a seemingly endless string of headlines about anti-bribery and anti-corruption enforcement actions, many companies still neglect to educate third parties and business partners about proper compliance practices, according to the Anti-Bribery & Corruption Benchmarking Report from Kroll and Compliance Week.
Companies are failing to implement proper training programs despite the fact that most large corporations say that they expect their risks to rise in the future.
53% Respondents who train third parties and business partners on anti-corruption efforts
30% Percentage of those respondents who believe that their training efforts are effective
18% Companies that have no anti-corruption policy, or that do not require their employees to read it
41% Businesses with less than $1 billion in annual revenue that expect their compliance risk to rise
54% Larger corporations that expect an increase in their compliance risk
Mounting Mergers
Mergers and acquisitions professionals expect both M&As and cash deployments to stay steady or increase during the second half of the year, according to a recent poll by
40.2% Executives who anticipate an increase in mergers and acquisitions
21.8% Executives who foresee an increase in cash deployments
11.5% Respondents who updated company ERP for cost analysis within the past year
25.6% Respondents who said that capital constraints are the biggest challenge companies face when deploying capital
20.2% Respondents who cited a lack of realistic growth and operational targets as their biggest challenge
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