SRA reaches final stages in overhaul of Solicitors' Code of Conduct
The Solicitors Regulation Authority (SRA) has launched the final consultation in its fundamental overhaul of the way it regulates solicitors and law firms. The regulator issued a paper yesterday (21 October) setting out a unified regulatory handbook that will apply to both traditional law firms and alternative business structures (ABS) from 2011.
October 22, 2010 at 06:58 AM
2 minute read
The Solicitors Regulation Authority (SRA) has launched the final consultation in its fundamental overhaul of the way it regulates solicitors and law firms.
The regulator issued a paper yesterday (21 October) setting out a unified regulatory handbook that will apply to both traditional law firms and alternative business structures (ABS) from 2011.
The paper, which includes a draft Code of Conduct, is the latest stage of the regulator's move away from the current system of regulation based on strict prescriptive standards, towards regulation based on broader principles.
The new outcomes-focused regulation will see the SRA's detailed rulebook replaced with a targeted, risk-based approach concentrating on standards of service. It is intended to shift the regulator's resources towards overseeing practices deemed to present the greatest risk to clients.
SRA chief executive Antony Townsend (pictured) said: "The new Code of Conduct and the outcomes-focused approach to regulation have been generally welcomed, with strong agreement with our proposals to have a common standard of consumer protection for all types of law firms, whether traditional or ABSs."
"Our programme to transform regulation remains on track for 2011. The reforms will help us identify and concentrate on the areas of highest risk, help firms focus on the quality of service to consumers, and bring greater flexibility for well-managed firms, enabling them to deliver services in ways suited to their clients and type of business."
According to the SRA timescale, the latest consultation is due to close in January 2011, with the final handbook to be published in April. The first ABSs are due to be licensed in October, with the new handbook to be implemented from the same date.
- For more on the regulation of the legal profession, see: A competitive revolution
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2025 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllCAT Dismisses Claim Because Class Rep Lacked ‘Understanding’ of Own Funding Arrangement
CMS Sheds 15 Real Estate Lawyers Following Second Redundancy Round in 18 Months
2 minute readFormer Dentons, Baker McKenzie Partners Join Hong Kong Boutique Linked to China's Yingke
Trending Stories
- 1Crypto Entrepreneur Claims Justice Department’s Software Crackdown Violates US Constitution
- 2The Law Firm Disrupted: Tech Investment Is Necessary Yet Expensive. The Big Four Have a Leg Up
- 3Ben Crump Files First Wrongful Death Suit Over Los Angeles Wildfires
- 4DC Bar’s Proposed Anti-Discrimination, Harassment Conduct Rule Sees More Pushback
- 5California's Chief Justice Starts Third Year With Questions About Fires, Trump and AI
Who Got The Work
J. Brugh Lower of Gibbons has entered an appearance for industrial equipment supplier Devco Corporation in a pending trademark infringement lawsuit. The suit, accusing the defendant of selling knock-off Graco products, was filed Dec. 18 in New Jersey District Court by Rivkin Radler on behalf of Graco Inc. and Graco Minnesota. The case, assigned to U.S. District Judge Zahid N. Quraishi, is 3:24-cv-11294, Graco Inc. et al v. Devco Corporation.
Who Got The Work
Rebecca Maller-Stein and Kent A. Yalowitz of Arnold & Porter Kaye Scholer have entered their appearances for Hanaco Venture Capital and its executives, Lior Prosor and David Frankel, in a pending securities lawsuit. The action, filed on Dec. 24 in New York Southern District Court by Zell, Aron & Co. on behalf of Goldeneye Advisors, accuses the defendants of negligently and fraudulently managing the plaintiff's $1 million investment. The case, assigned to U.S. District Judge Vernon S. Broderick, is 1:24-cv-09918, Goldeneye Advisors, LLC v. Hanaco Venture Capital, Ltd. et al.
Who Got The Work
Attorneys from A&O Shearman has stepped in as defense counsel for Toronto-Dominion Bank and other defendants in a pending securities class action. The suit, filed Dec. 11 in New York Southern District Court by Bleichmar Fonti & Auld, accuses the defendants of concealing the bank's 'pervasive' deficiencies in regards to its compliance with the Bank Secrecy Act and the quality of its anti-money laundering controls. The case, assigned to U.S. District Judge Arun Subramanian, is 1:24-cv-09445, Gonzalez v. The Toronto-Dominion Bank et al.
Who Got The Work
Crown Castle International, a Pennsylvania company providing shared communications infrastructure, has turned to Luke D. Wolf of Gordon Rees Scully Mansukhani to fend off a pending breach-of-contract lawsuit. The court action, filed Nov. 25 in Michigan Eastern District Court by Hooper Hathaway PC on behalf of The Town Residences LLC, accuses Crown Castle of failing to transfer approximately $30,000 in utility payments from T-Mobile in breach of a roof-top lease and assignment agreement. The case, assigned to U.S. District Judge Susan K. Declercq, is 2:24-cv-13131, The Town Residences LLC v. T-Mobile US, Inc. et al.
Who Got The Work
Wilfred P. Coronato and Daniel M. Schwartz of McCarter & English have stepped in as defense counsel to Electrolux Home Products Inc. in a pending product liability lawsuit. The court action, filed Nov. 26 in New York Eastern District Court by Poulos Lopiccolo PC and Nagel Rice LLP on behalf of David Stern, alleges that the defendant's refrigerators’ drawers and shelving repeatedly break and fall apart within months after purchase. The case, assigned to U.S. District Judge Joan M. Azrack, is 2:24-cv-08204, Stern v. Electrolux Home Products, Inc.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250