Law firms name first compliance officers for new regulatory regime
Law firms across the UK have named the individuals who will take up the newly created compliance officer roles under the Solicitors Regulation Authority's (SRA) new regulatory regime. The SRA set a deadline of 1 January to approve law firms' compliance officers for legal practice (COLP) and finance and administration (COFA) – roles that have been brought in as part of the post-Legal Services Act shift to outcomes-focused regulation.
January 10, 2013 at 07:03 PM
4 minute read
New compliance roles see senior names at each firm take responsibility for reporting regulatory breaches
Law firms across the UK have named the individuals who will take up the newly created compliance officer roles under the Solicitors Regulation Authority's (SRA) new regulatory regime.
The SRA set a deadline of 1 January to approve law firms' compliance officers for legal practice (COLP) and finance and administration (COFA) – roles that have been brought in as part of the post-Legal Services Act shift to outcomes-focused regulation.
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