African Legal Awards Innovation Award: Norton Rose Fulbright
Norton Rose Fulbright has collaborated with a fintech firm to create a know-your-client tool
November 04, 2016 at 02:20 PM
2 minute read
Finalists: Absa Bank (highly commended), Afriwise, Bowmans, Couto Graça e Associados, TTA – Sociedade de Advogados (PLMJ Network), Vieira de Almeida & Associados (VdA), Webber Wentzel, White & Case
Norton Rose Fulbright clinched the innovation award for its collaboration with fintech firm Gladi8 in creating a know-your-client tool (DocFox), which helps financial services companies comply more easily with South Africa's Financial Intelligence Centre Act (FICA).
Those rules mean certain financial institutions are obliged to verify the identity of clients or persons on whose behalf their clients are acting, before they can engage in transactions. It is the first legal compliance technology tool for identifying and verifying clients under FICA legislation, allowing users to quickly submit and verify documents and carry out fraud checks to help combat money laundering (the software can also screen against politically exposed person databases and sanctions lists).
The tool is initially being targeted at foreign exchange traders and asset managers, with a banking group currently trialling the product ahead of a wider rollout to this part of the market in the coming months.
DocFox is available online or can be integrated within existing systems, and users can also upload digital photographs or scanned images of documents from smartphones and tablets, allowing remote verification of clients. The tool helps lower the cost of complying with FICA rules and speeds up transactions with new clients.
- Click here for more coverage of the African Legal Awards, including full details of all the winners and insight into the judging panel's thinking
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