Integrating Compliance Data Can Build a Smarter Conduct Risk Management System
A new class of automated solutions is focusing on conduct risk management as a cornerstone of the compliance program.
June 20, 2018 at 08:00 AM
1 minute read
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Defining Conduct Risk
|Are Companies Mitigating Conduct Risk Proactively?
|Where Data Fits in the 'People, Processes and Policies' Triumvirate
Part 2 of this two-part series will explore how to capture this data and will appear in July. As chief executive officer of MyComplianceOffice (www.mycomplianceoffice.com), Brian Fahey has been delivering complex technology solutions to meet critical business objectives within the investment management industry for nearly 25 years. His focus over the last decade has been building cost-effective Risk and Compliance IT solutions for the investment industry that can adapt to rapidly changing business and regulatory environments.
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