Integrating Compliance Data Can Boost Your Firm's Compliance IQ
Without the ability to centrally and easily access conduct risk data, even the most thoughtfully safeguarded firms can overlook misconduct that could otherwise have been curtailed.
July 19, 2018 at 08:00 AM
1 minute read
This article is Part 2 of a two-part series covering how to build a smarter conduct risk management system. Part 1 published in Legaltech News in June. |
Integrating Data to Boost Your Firm's Compliance IQ
|Compliance of the Now…
|…and the Not-too-Distant Future
|The Impact of Next Gen Systems from the Front Line to the Bottom Line
As chief executive officer of MyComplianceOffice (www.mycomplianceoffice.com), Brian Fahey has been delivering complex technology solutions to meet critical business objectives within the investment management industry for nearly 25 years. His focus over the last decade has been building cost-effective Risk and Compliance IT solutions for the investment industry that can adapt to rapidly changing business and regulatory environments.
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