Wachtell Defeats Malpractice Claims, but Icahn's CVR Vows Appeal
Wachtell, Lipton, Rosen & Katz has been battling CVR Energy's malpractice lawsuit for close to five years.
September 28, 2018 at 09:51 PM
4 minute read
The original version of this story was published on New York Law Journal
A New York federal judge on Friday dismissed a long-running legal malpractice suit brought by Carl Icahn-controlled CVR Energy against Wachtell, Lipton, Rosen & Katz.
“We will definitely appeal the court's ruling,” said CVR's attorney, Herbert Beigel. “We're going to do everything we can to preserve our claims because we disagree with the court's decision.”
Wachtell has been battling CVR Energy's legal malpractice lawsuit for about five years. The refining and fertilizer company alleged Wachtell failed to advise that CVR would face claims by Deutsche Bank AG and The Goldman Sachs Group Inc. for $36 million under the terms of engagement letters with the banks.
But in a decision Friday, U.S. District Judge Richard Sullivan of the Southern District of New York said an attorney “cannot be liable for malpractice where the client 'negotiated and controlled the terms' of an agreement 'it now finds unfavorable.'” The judge noted that Frank Pici, CVR's CFO, “negotiated the business terms of the banks' fees.”
Significantly, the judge said, CVR's complaint does not assert that Wachtell had the authority to modify the fee terms in the engagement letters or that it was asked to do so. CVR, Sullivan said, failed to properly allege that Wachtell committed malpractice by failing to negotiate fair and appropriate fees with Goldman and Deutsche Bank.
CVR also claimed Wachtell inaccurately explained the fee terms during a February 2012 board meeting. But Sullivan, ruling on Wachtell's motion for a judgment on the pleadings, said this argument couldn't stand.
Although an attorney's “incorrect explanation of the contents of legal documents” may provide a sufficient basis for a legal malpractice claim, Sullivan said, New York law is clear that there can be “no malpractice liability” for failure to advise a client of the consequences of a contractual provision where “the agreement reveals on its face what the client claims he was not told.”
If a risk is “plainly stated,” an attorney cannot be liable for failing to explain it, Sullivan said, adding the engagement letters here were disclosed to CVR's general counsel and the terms of the engagement letters are “plain on their face.”
CVR recently sought to amend the lawsuit, alleging it had recently learned that Wachtell based its $6 million legal fee to CVR on the amount charged by the investment banks, which, the company claimed, was not consistent with the terms of the law firm's engagement letter with CVR.
CVR sought permission to add new claims for breach of contract and breach of the covenant of good faith and fair dealing.
The judge, noting fact discovery in the case closed in July, said CVR's proposed “belated addition” of these claims “smacks of bad faith and undue delay.”
Sullivan ruled that the additions CVR proposed “do almost nothing to address the fatal deficiencies.” However, the judge allowed CVR to recast one of its theories of malpractice against the law firm.
CVR claimed that Wachtell's “negligent preparation” of certain SEC forms was reckless and grossly negligent, resulting in an investigation that cost over $1.5 million in legal fees and an order finding CVR in violation of SEC regulations.
Sullivan, noting that the order was issued after CVR filed its complaint, said he would allow CVR to amend its pleading only as to its SEC disclosure theory.
Wachtell, represented by Michael Shuster of Holwell Shuster & Goldberg, declined to comment.
READ MORE:
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllLitigators of the Week: A $604.9M Trade Secrets Verdict With a Big Assist From a Juror Question
Litigators of the Week: A Reset in the Fight Over Nearly $2B in Bonds Issued by Venezuela's National Oil Company
How Kirkland & Ellis Litigators Became a National Brand in Oil and Gas
Dorsey & Whitney Hits Back Against Complaint Claiming Firm Dragged Its Feet on Malpractice Suit Against Fellow Big Firm
Trending Stories
Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250