2 Supreme Court Rulings Played Key Role in Subpoena Order Against Trump
Here's a look at two decades-old U.S. Supreme Court cases that were each cited more than a dozen times in U.S. District Judge Amit Mehta's ruling against Trump this week.
May 23, 2019 at 01:11 PM
6 minute read
Two decades-old U.S. Supreme Court rulings played a central role in a Washington federal judge's decision this week supporting a congressional subpoena that seeks financial records from President Trump's accounting firm.
U.S. District Judge Amit Mehta's decision in Trump v. Committee on Oversight and Reform of the U.S. House of Representatives showed the continuing power of the high court's 1957 ruling in Watkins v. United States and its 1927 unanimous opinion in McGrain v. Daugherty.
Mehta's written ruling was the first-ever addressing a congressional subpoena seeking financial records from Trump, and the case will now move forward in the U.S. Court of Appeals for the D.C. Circuit, where the parties have asked for expedited review. Meanwhile, a Manhattan federal district judge on Wednesday dealt another setback for Trump, ruling from the bench that the president cannot block a House subpoena served on two financial institutions.
Mehta, who has served on the trial court since 2014, cited the McGrain case 18 times in his 41-page decision. In that case, Mally Daugherty challenged his contempt citation for failing to appear before a Senate committee investigating the alleged failure of his brother—former Attorney General Harry Daugherty—to arrest and prosecute those accused in the Teapot Dome scandal.
The Supreme Court was asked whether the Senate committee exceeded its authority when it issued the contempt order. The dispute questioned whether the investigation's purpose was related to the committee's legislative purpose. Justice Willis Van Devanter, writing for the court, said the committee had acted lawfully, and his ruling essentially established a presumption that congressional investigations have a legislative purpose.
“In actual legislative practice, power to secure needed information by such means has long been treated as an attribute of the power to legislate,” Van Devanter wrote. “It was so regarded in the British Parliament and in the colonial Legislatures before the American Revolution, and a like view has prevailed and been carried into effect in both houses of Congress and in most of the state Legislatures.”
In the Trump case, Mehta relied on Van Devanter's decision to bolster the foundation that Congress has broad investigative authority. Referring to Van Devanter's opinion, Mehta said the power to investigate is “deeply rooted in the nation's history.”
Federal courts, Mehta said, again quoting from the McGrain decision, must start with the assumption “that the action of the legislative body was with a legitimate object, if it is capable of being so construed, and the court has no right to assume that the contrary was intended.”
The Supreme Court's ruling in the McGrain case also made clear, Mehta said, that the absence of public statements identifying the investigation's purpose is not “conclusive proof of an invalid purpose.” The critical inquiry is not legislative certainty, but legislative potential, Mehta said. The McGrain ruling said that if the investigation's subject matter is “one on which legislation could be had,” then Congress is acting within its legislative function.
Mehta found that each of the four areas of investigation identified by the House committee is a subject “on which legislation could be had.”
The second Supreme Court case that Mehta relied on heavily, the Watkins ruling from 1957, stemmed from labor organizer John Watkins' refusal to give the House Committee on Un-American Activities information about individuals who had left the Communist Party. The Warren Court was asked if the committee's activities were an unconstitutional exercise of congressional power.
Chief Justice Earl Warren, in a 6-1 decision, concluded that Watkins' conviction was invalid under the Fifth Amendment due process clause because he was not given sufficient information and a fair opportunity to determine whether he was within his rights in refusing to answer. The Watkins decision held that Congress's legislative function has a related “informing function.”
Mehta, citing the opinion 16 times, rejected arguments from Trump's lawyers that the office of the president fell outside the scope of the power of Congress to inform. That function, Trump's lawyers said, was limited only to exposing government agency corruption, and the president is not an agency.
Watkins' reference to government agencies, Mehta wrote, is better understood as a case-specific statement and not a broad, limiting statement. “Plaintiffs' artificial line-drawing is antithetical to the checks and balances inherent in the Constitution's design,” Mehta said.
The Supreme Court has recognized that Congress' broad power to investigate does have limits.
There is not, Mehta wrote, quoting the Watkins ruling, a “congressional power to expose for the sake of exposure. The public is, of course, entitled to be informed concerning the workings of its government. That cannot be inflated into a general power to expose where the predominant result can only be an invasion of the private rights of individuals.”
Cornell Law School's Michael Dorf this week in a blog post looked at what he dubbed the “Watkins Test.”
“So long as a house or committee of Congress could seek information in connection with potential legislation (or in connection with some other valid congressional purpose), a court will not invalidate a congressional subpoena on the ground that one or more members of Congress sought the information for some illicit purpose,” Dorf wrote.
Mehta's ruling “should remain a slam-dunk for Congress, unless and until the Supreme Court chooses to repudiate the Watkins test,” Dorf said.
“But if it does, we will have an extreme incongruity, given the upholding of the Muslim travel ban in Trump v. Hawaii: The courts cannot take notice of the president's religious bias, even though he repeatedly stated it, but they can infer an illicit congressional motive to harass the president when a congressional committee subpoenas records that clearly bear on legitimate government business,” Dorf wrote in his post.
Read more:
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllAmazon, SpaceX Press Constitutional Challenges to NLRB at 5th Circuit
Will the 9th Circuit Still be Center Stage in Trump Policy Challenges?
11th Circuit Revives Project Veritas' Defamation Lawsuit Against CNN
End of an (Chevron) Era: DC Circuit Tackles Challenge to Fishing Monitor Rule, Again
Trending Stories
- 1Legal Speak at General Counsel Conference East 2024: Virginia Griffith, Director of Business Development at OutsideGC
- 2Legal Speak at General Counsel Conference East 2024: Bill Tanenbaum, Partner & Chair, AI & Data Law Practice Group at Moses Singer
- 3Morgan & Morgan Looks to Grow Into Complex Litigation While Still Keeping its Billboards Up
- 4Thursday Newspaper
- 5Public Notices/Calendars
Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250