Congressional Fix for PTAB Appointments Problem Could Come at Cost
House IP subcommittee chairman Hank Johnson said threatening administrative patent judges' job security isn't the way to go. But ranking member Martha Roby suggests the PTAB has problems beyond appointments that need to be addressed.
November 19, 2019 at 10:41 PM
5 minute read
The House Subcommittee on Courts, Intellectual Property, and the Internet took a sober and thoughtful look Tuesday into a U.S. Court of Appeals for the Federal Circuit decision that found the U.S. Patent and Trademark Office's administrative judges are not constitutionally appointed.
The panel heard testimony that Congress can fix the problem relatively easily. But at least one subcommittee member raised the possibility that other perceived problems with the Patent Trial and Appeal Board, established by the 2011 America Invents Act to hear administrative challenges to patent validity, would also have to be addressed.
Arthrex v. Smith & Nephew held that PTAB judges are principal officers of the United States who must be appointed by the president and confirmed by the Senate. But the Federal Circuit solved the problem by construing the Patent Act to give the PTO director the power to terminate the PTAB's judges at will. That makes them inferior officers, which means they can continue issuing decisions going forward. About 150 cases pending appeal will have to be reheard by a different panel of PTAB judges.
On Tuesday, a panel of intellectual property experts told the House subcommittee that Congress can enact a permanent fix that would leave in place the administrative patent judges' civil service protections. Duke University School of Law professor and former PTO policy adviser Arti Rai said it could be as simple as adding a single sentence to the AIA. "The director shall have a right of review" of PTAB decisions, which also would make APJs inferior officers, she said.
Others floated the idea of making the PTAB's chief judge a Senate-confirmed position and letting him or her review all final written decisions. Or have the Senate confirm both the chief judge and the commissioner of patents, and let them and the director review decisions, just as they do now as the PTAB's Precedential Opinion Panel.
University of Virginia law professor John Duffy, Judiciary Chairman Jerrold Nadler, D-New York, and Subcommittee Chairman Hank Johnson, D-Georgia, all suggested this would be preferable to the Federal Circuit fix. "I find it inconsistent with the idea of creating an adjudicatory body to have judges who have no job security," Johnson said. "It goes against the idea of providing independent, impartial justice if a judge is thinking about his or her livelihood while also weighing the facts of a case."
But some members of the House and Senate IP subcommittees hold long-standing criticisms of how the PTAB operates. The present need to redo hundreds of final written decisions—to say nothing of the possibility that the U.S. Supreme Court could go further and shut the whole thing down—provides them a unique leverage point.
At least, that seemed to be some of the subtext behind a few comments from members and witnesses.
"Beyond constitutional deficiencies, are there amendments to AIA that Congress should consider to ensure PTAB proceedings are fair to both parties?" the committee's ranking member, Martha Roby, R-Alabama, asked.
Yes, said George Washington University law professor John Whealan. To begin with, there's the problem that inter partes reviews haven't worked the way Congress envisioned. "To my knowledge, almost no one thought there would be 1,400 IPRs per year, that there would be 260 APJs, that so many claims would be invalidated, and that the estoppel provision would be so weak," Whealan said.
The simplest fix, he said, would be to raise the standard for proving invalidity to clear and convincing evidence, since IPRs have turned out to be more like a validity challenge than a reexamination. That's the same standard required in district courts, and so would make district court validity decisions binding on the PTAB.
Roby was looking for more than that. "Should companies be allowed to bring multiple challenges to the same patent," either directly or through member organizations that are designed to invalidate patents, she asked.
"When you have new laws, people figure out ways around them," Whealan said. "You should investigate how people are going around them, and investigate tighter estoppel."
However it decides to proceed, time is of the essence, University of Virginia's Duffy emphasized. "It's fairly clear that the constitutional structure is under a cloud of doubt right now," said Duffy, who once spotted a different PTAB appointments problem that led to a congressional fix.
Robert Armitage, the former Eli Lilly general counsel, said the Federal Circuit could buy some time if it adopts en banc Judge Timothy Dyk's recent concurring opinion that proposes to fix the appointments problem retroactively.
"One of the last things I do before I go to bed each night is hope that Judge Dyk is correct," Armitage said. "Because if we get an en banc ruling that he is correct, nothing bad happens until the Supreme Court does something different, and that gives you all the time to have a permanent fix along the lines I think we've been discussing."
Even if Congress does give the PTO director the unilateral right to overturn PTAB decisions they don't like, there's still the possibility that that poses a due process problem.
It's not all that different from the PTAB's original mechanism for controlling decisions, which was by "stacking" panels with judges who agreed with the director's position. Chief Justice John Roberts and others brought that up during oral argument in last year's Oil States v. Greene's Energy. "I think the chief justice was extremely frosty about whether this was constitutional or not," Duffy said. "That shows the awkwardness of the current system."
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllRead the Document: 'Google Must Divest Chrome,' DOJ Says, Proposing Remedies in Search Monopoly Case
3 minute readAmir Ali, MacArthur Justice Center Director, Confirmed to DC District Court
Health Care Giants Sue FTC, Allege Lina Khan Using Loaded Process to Vilify Pharmacy Benefit Managers
3 minute readTrending Stories
- 1Pharmaceutical Patents: Benefits and Challenges
- 2Where Do Web-Tracking Class Actions Belong? 8th Circuit Weighs the Issue
- 3While Data Breaches May Lead to Years of Legal Battles, Cyberattacks Can be Prevented
- 4The Definition of Special Employment
- 5People in the News—Nov. 21, 2024—Willig Williams, Hangley Aronchick
Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250