Patent Litigation Is on the Rebound, Led by WD-Texas Filings
Some aggressive nonpracticing entities—and perhaps growing interest in litigation funding—have put 2020 district court filings 16% ahead of the previous six months' pace.
July 01, 2020 at 09:22 AM
7 minute read
COVID-19 may have taken a big bite out of the economy, but it hasn't slowed down patent infringement litigation.
Fueled by nonpracticing entities, district court filings for the first half of 2020 were up 16% over the previous six months. Most of the upturn came during the second quarter, leading to some speculation that investor reallocation of capital to alternative investments such as litigation funding might be boosting the activity.
Patent owners filed 2,051 district court cases through June 30. That compares to 1,762 for the previous six months and 3,602 for all of 2019.
A year ago, the five most prolific filers of the first half included bio-pharma companies Genentech Inc., InterMune Inc. and Warner Lambert. This year the top five are tech-focused nonpracticing entities: WSOU Investments Inc. and its subsidiary Brazos Licensing and Development; Cedar Lane Technologies Inc.; Castlemorton Wireless LLC; and Symbology Innovations LLC, according to Lex Machina data.
And whereas Delaware led the way in 2019 with 28% of the 2019 filings, the Western District of Texas has now nosed ahead, with 21% of the filings this year to Delaware's 19%.
Unified Patents COO Shawn Ambwani said in an interview last week he believes part of the uptick can be attributed to the increasing issuance of patents from the USPTO, driven in part by the agency's increasing reluctance to disallow applications on eligibility grounds. "Our argument is that lower quality patents are coming through the system," he said.
Fisch Sigler partner Alan Fisch said litigation funding may be a factor as well. "With the current economic dislocation and uncertainty, litigation has become increasingly attractive for some investors," he said. "It's hard to quantify given the limited publicly available data. But it's certainly greater than zero."
WSOU Investments was founded in 2017 and obtained some 4,000 patent assets that year from Nokia and Alcatel-Lucent. According to research by RPX Corp., WSOU shares an address with Coast Asset Management and Juniper Capital Partners. Starting in March the company launched 106 suits against Microsoft Corp.; Huawei Technologies Co. Ltd. and its subsidiaries; ZTE Corp.; Dell Technologies; and Google LLC.
The company has asserted 63 different patents—generally, a single patent family in each individual lawsuit, with a number of cases dismissed and then re-filed. All have been brought in the Western District of Texas. The asserted patents are focused mostly on networking and cloud computing.
Unified's Ambwani said WSOU's approach appears to be new. Typically when multiple patents are asserted against the same entity, they're grouped in the same complaint for efficiency's sake. He said one possible reason for WSOU's tactic could be to reduce the possibility that all of the litigation gets stayed if the PTO were to launch reviews of some portion of the patents.
James Etheridge of Etheridge Law Group, who represents WSOU in its litigation, did not respond to an email requesting comment.
Cedar Lane Technologies clocked in second with 37 suits in 2020. Cedar Lane is a Canadian NPE that RPX describes as asserting former Intellectual Ventures patents on a variety of technologies in "file-and-dismiss fashion" since May 2019. It's represented by Rabicoff Law and several other firms. Castlemorton Wireless was third with 25 suits. Castlemorton is asserting a patent on the detection of carrier signals that it says the British and U.S. governments suppressed for 25 years. It's represented by Berger & Hipskind, Capshaw DeRieux and Bayard.
The Western District of Texas now appears entrenched as the most popular filing destination, following many years of dominance by the Eastern District of Texas that was ended by the Supreme Court's 2017 TC Heartland decision. Delaware then led the pack for a couple of years, but the Western District has been steadily increasing in popularity since U.S. District Judge Alan Albright joined the bench in 2018.
Big tech companies have had less success transferring cases out of the Western District, which includes Austin, because they do more business there than in the Eastern District, and because Albright has been reluctant to grant transfers for convenience purposes. Albright has so far moved cases quickly, leading the PTO to sometimes decline administrative challenges in parallel cases, and he's made clear that he's disinclined to dismiss suits on eligibility grounds in the early stages of litigation. All may be adding to his popularity with patentees.
Delaware is still getting 19% of the cases, while the Eastern District of Texas had 10% during the first half—down from more than 40% during its heyday.
Last year, Delaware had 28% of the new patent filings. The Central District of California, the Eastern District of Texas and the Western District of Texas followed with 10%, 9% and 8%, respectively.
Competitor patent litigation hasn't gone away, either. It remains ahead of 2019′s pace, according to RPX's data, despite the economic downturn. McAndrews, Held & Malloy president Robert Surrette said he believes there are a couple of reasons. One is that some competitor litigation may already have been "in the pipeline" when the economy started contracting. And during tough economic times, "companies are looking for every competitive advantage they can gain," he said.
He also noted that not all segments of the economy are being hurt to the same extent as, say, travel and hospitality. "If they're not tied to a particular area, it might be just business as usual to them," he said.
Administrative challenges at the Patent Trial and Appeal Board are trending up slightly from 2019′s down year. Unified Patents data shows 721 petitions through June 30. That puts them on pace to top last year's 1,320 but would still fall well short of the 1,700 to 1,800 logged the previous four years.
Decisions to institute proceedings appear to be rebounding slightly, from a low water mark of 55% last fall and winter to about 58% in this year's second quarter. That's still down from the low- to mid-60s of the previous five years.
Unified's Ambwani chalked the lower institution rate up partly to the PTAB's more frequent use of discretionary denials—decisions based not on the merits but more on procedural factors such as whether a district court might be able to decide validity more quickly. Fifteen tech and retail advocacy organizations wrote to the House and Senate Judiciary Committees last week to complain that discretionary denials have "significantly weakened" the America Invents Act, which established the framework for administrative challenges.
But not everyone shares that concern. Eldora Ellison, the co-chair of Sterne, Kessler, Goldstein & Fox's Patent Office Litigation Practice, said the increased use of multiple petitions to challenge a single patent—a response to the Supreme Court's 2018 SAS Institute decision—could just as likely explain the modest decline in institution rates. "If you factor out the multiple petitions, that number has actually remained" fairly constant, she said.
PTAB petitioning trends tend to follow district court patent filing trends. Against the backdrop of a shaky stock and bond market, Fisch Sigler's Fisch sees more potential fuel for district court suits. "The longer the economic recovery takes, the more attractive an investment in civil litigation will appear to others," he said.
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