U.S. Securities and Exchange Commission building in Washington, D.C. Photo: Diego M. Radzinschi/ALM 'They're Going to Go After the Leadership': SEC Aggressively Pursues Executive Compensation Clawbacks
The SEC is seeking to more aggressively use an enforcement tool that allows the commission to claw back bonuses and stock sale profits from CEOs and CFOs when their firms engage in misconduct.
September 15, 2022 at 12:26 PM
4 minute read
The SEC is seeking, through its enforcement actions, to shape the behavior of high-ranking executives, and it plans to do so by targeting their bonuses when their firms engage in wrongdoing.
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