Gary Gensler, chair of the U.S. Securities and Exchange Commission, during a Financial Stability Oversight Council meeting at the Department of the Treasury in Washington, D.C., on May 10, 2024. (Photo: Samuel Corum/Bloomberg) SEC Lists 2025 Target Industries in 'Familiar Rubric'
"There is some level of uncertainty this year regarding pending SEC rulemaking," said Ryan Swan, a partner at Paul Hastings.
October 22, 2024 at 05:45 PM
3 minute read
What You Need to Know
- The U.S. Securities and Exchange Commission released its exam priorities for fiscal year 2025.
- Experts said the report provides a road map for attorneys representing companies in various industries under the SEC's jurisdiction.
- An attorney specializing in crypto litigation said the SEC failed to address several larger questions percolating in the industry.
The U.S. Securities and Exchange Commission released its exam priorities for 2025, which attorneys who litigate cases under the agency's jurisdiction said focuses and builds on the regulator's traditional themes and interests.
"Even as the SEC is calling out and paying special attention to particular market trends, like the continued increase in dual registrants or the use of [artificial intelligence], it is generally doing so through that familiar rubric," said Helen Gugel, a New York partner at Ropes & Gray in the firm's litigation and enforcement practice.
Helen Gugel, a litigation and enforcement partner at Ropes & Gray in New York. Courtesy photo NOT FOR REPRINT
© 2025 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View All
SEC Official Hints at More Restraint With Industry Bars, Less With Wells Meetings
4 minute read
Crypto Industry Eyes Legislation to Clarify Regulatory Framework
Bittensor Hackers, Accused of Stealing Over $28 Million, Face Federal Lawsuit
4 minute readTrending Stories
Who Got The Work
J. Brugh Lower of Gibbons has entered an appearance for industrial equipment supplier Devco Corporation in a pending trademark infringement lawsuit. The suit, accusing the defendant of selling knock-off Graco products, was filed Dec. 18 in New Jersey District Court by Rivkin Radler on behalf of Graco Inc. and Graco Minnesota. The case, assigned to U.S. District Judge Zahid N. Quraishi, is 3:24-cv-11294, Graco Inc. et al v. Devco Corporation.
Who Got The Work
Rebecca Maller-Stein and Kent A. Yalowitz of Arnold & Porter Kaye Scholer have entered their appearances for Hanaco Venture Capital and its executives, Lior Prosor and David Frankel, in a pending securities lawsuit. The action, filed on Dec. 24 in New York Southern District Court by Zell, Aron & Co. on behalf of Goldeneye Advisors, accuses the defendants of negligently and fraudulently managing the plaintiff's $1 million investment. The case, assigned to U.S. District Judge Vernon S. Broderick, is 1:24-cv-09918, Goldeneye Advisors, LLC v. Hanaco Venture Capital, Ltd. et al.
Who Got The Work
Attorneys from A&O Shearman has stepped in as defense counsel for Toronto-Dominion Bank and other defendants in a pending securities class action. The suit, filed Dec. 11 in New York Southern District Court by Bleichmar Fonti & Auld, accuses the defendants of concealing the bank's 'pervasive' deficiencies in regards to its compliance with the Bank Secrecy Act and the quality of its anti-money laundering controls. The case, assigned to U.S. District Judge Arun Subramanian, is 1:24-cv-09445, Gonzalez v. The Toronto-Dominion Bank et al.
Who Got The Work
Crown Castle International, a Pennsylvania company providing shared communications infrastructure, has turned to Luke D. Wolf of Gordon Rees Scully Mansukhani to fend off a pending breach-of-contract lawsuit. The court action, filed Nov. 25 in Michigan Eastern District Court by Hooper Hathaway PC on behalf of The Town Residences LLC, accuses Crown Castle of failing to transfer approximately $30,000 in utility payments from T-Mobile in breach of a roof-top lease and assignment agreement. The case, assigned to U.S. District Judge Susan K. Declercq, is 2:24-cv-13131, The Town Residences LLC v. T-Mobile US, Inc. et al.
Who Got The Work
Wilfred P. Coronato and Daniel M. Schwartz of McCarter & English have stepped in as defense counsel to Electrolux Home Products Inc. in a pending product liability lawsuit. The court action, filed Nov. 26 in New York Eastern District Court by Poulos Lopiccolo PC and Nagel Rice LLP on behalf of David Stern, alleges that the defendant's refrigerators’ drawers and shelving repeatedly break and fall apart within months after purchase. The case, assigned to U.S. District Judge Joan M. Azrack, is 2:24-cv-08204, Stern v. Electrolux Home Products, Inc.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250
