The U.S. Securities and Exchange Commission announced three senior appointments to key legal jobs, including the first head of the agency’s new Office of the Investor Advocate.
Rick Fleming, deputy general counsel with the North American Securities Administrators Association, will lead the new investor office, which was created as part of the Dodd-Frank Act. The SEC also named Paul Leder to head the Office of International Affairs and David Fredrickson to serve as chief counsel in the Division of Corporation Finance.
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