The U.S. Securities and Exchange Commission on Friday named its first-ever ombudsman, Tracey McNeil, a former Hunton & Williams lawyer who is a senior counsel in the SEC’s Office of Minority and Women Inclusion.
McNeil, who will begin her new post on Sept. 22, is tasked with helping retail investors resolve problems with the SEC or self-regulatory organizations as well as establishing safeguards to maintain the confidentiality of communications with investors. The position was created by the Dodd-Frank Act.
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
LexisNexis® and Bloomberg Law are third party online distributors of the broad collection of current and archived versions of ALM's legal news publications. LexisNexis® and Bloomberg Law customers are able to access and use ALM's content, including content from the National Law Journal, The American Lawyer, Legaltech News, The New York Law Journal, and Corporate Counsel, as well as other sources of legal information.
For questions call 1-877-256-2472 or contact us at [email protected]
