The U.S. Labor Department has issued back-to-back guidance, in the form of frequently asked questions, for advisors, investors and workers regarding the agency’s fiduciary rule, which takes effect on April 10.
The Labor Department on Friday released a 17-page FAQ that included 35 questions and answers related mainly to advisors, covering the various provisions of the rule that “draw lines between fiduciary and non-fiduciary communications,” the FAQ states.
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