Wills in the Digital Age
Is an e-will, which exists only in a computer file, just a manifestation of another technological advance than can be accommodated by our statute of wills, or does it really test the boundaries of the law?
March 06, 2018 at 02:35 PM
9 minute read
A column in the New York Law Journal in 1977 titled "Wills in the Mechanical Age" discussed the then novel question of whether a photostatic reproduction of a testamentary instrument complied with New York's statutory requirement that it must be "in writing."
The simple answer was that the means of preparation of the document were not determinative. Rather, it was its purposeful adoption as an original by the testator that controlled.
Little did the author of the column envision that 40 years later she would consider the admissibility of a will in the electronic age.
Is an e-will, which exists only in a computer file, just a manifestation of another technological advance than can be accommodated by our statute of wills, or does it really test the boundaries of the law?
There is a myriad of questions raised by such a will. It is noted that only Nevada has a comprehensive statute governing such wills; the governor of Florida recently vetoed such a proposed electronic wills statute. But three state courts have addressed the issue namely Tennessee, Ohio and Connecticut. All three states have statutes governing the execution of wills that are very similar to New York's EPTL 3-2.1 that requires a writing signed or acknowledged by the testator in the presence of at least two witnesses who also must sign the document. The Ohio court admitted to probate a will prepared on a tablet computer and signed by the testator and the witnesses by using a stylus to write directly on the device's screen. In re Estate of Castro, 27 Quinnipiac Prob. L.J. 412 (2013). The Tennessee intermediate appellate court affirmed the admission to probate of a will written with a word processing program and signed by both the witnesses and the testator typing their names at the end of the document. Taylor v. Holt, 134 S.W.3d 830 (Tenn. Ct. App. 2003). In Connecticut, the Superior Court affirmed the denial of probate to a document that had been prepared online using a commercial service, printed, but never signed by the decedent, and rejected the argument that the decedent's online confirmation of the document prior to making payment by credit card amounted to a signature, noting that even if it could be considered a signature, it did not appear on the will. Litevich v. Probate Court, Dist. of West Haven, 2013 Conn. Super. LEXIS 115).
Some of the questions raised by electronic wills are not surprising. How is the will executed? How is the will securely stored and, relatedly, how is the integrity of the document assured? How is an electronic will revoked? How is the will admitted to probate? Others are perhaps less obvious. Allowing the creation of electronic wills is likely to encourage "do it yourself" estate planning with all the difficulties that can create. On the other hand, it appears to be impossible to discourage the urge to create a will without professional help.
Assuming that the electronic will must be signed by the testator, how is that signature to be made? There are several possible methods, some relatively simple. A testator could scan a handwritten signature, crop the image, and then paste the scanned signature into the digital will. If the testator uses software and hardware that allows the testator to write on the screen of the device with a stylus, the testator can directly sign, or the testator could type the testator's name at the end of the document. In either case, if there are witnesses who sign the document in some way, there is a strong argument that the execution ceremony fulfills the Statute of Wills. Such signatures would comply with the definition in the Federal E-Sign Act, which defines an "electronic signature" to be "an electronic sound, symbol, or process, attached to or logically associated with a contract or other record and executed or adopted by a person with the intent to sign the record."
There are more sophisticated ways of affixing an electronic signature to an electronic document involving encryption which results in a digital signature that are commercially available from various providers. It appears that electronic signatures may be as easy to create as signing a traditional will with pen and ink.
If the witnesses and the testator are in the same physical space when the testator affixes an electronic (or digital) signature to the electronic will, they have "witnessed" the same way the witnesses to the testator's signature on a hard copy will have witnessed. If they then affix their electronic (or digital) signatures to the will, the requirement of attestation is fulfilled. The interesting questions arise when the witnesses and the testator are not in the same physical space but are connected by electronically provided audio and video. Think of will execution using e-conferencing software where the testator and the witnesses, and a notary if the will is to be self-proved, can all see and hear each other and the document and watch as the signatures are added to the document.
Whether or not this sort of presence should be sufficient to fulfill the presence requirement of the Statute of Wills depends, of course, on the purpose of that requirement, which is the prevention of fraud. The dead cannot speak for themselves and the living need to be as sure as is reasonably possible that the dispositions contained in the testator's will are what the testator wanted. (And even then, the perfectly executed will may be tainted by undue influence, fraud, or lack of capacity.) A common hypothetical used by both authors in their law school classes involve the testator who tries to execute the will over the phone: The testator signs, some trusted person then delivers the document to a witness who calls the testator and says "I see your signature on this document that I will now witness for you." The problem, of course, is that the testator has no idea what the witness is looking at. Now that technology allows several people to look at the same document and each other, whether or not they are physically present to each other, the idea of remote execution and attestation is not so easily dismissed.
Questions do remain, however. For example, how much do the witnesses see of the testator's surroundings? Is there someone out of camera range whose presence might be an indication of undue influence or even more dramatically, who is threatening the testator? Presumably, it will not be enough for the witnesses to see only the signature page and the attestation clause'—given the malleability of a word processing file, perhaps the testator must electronically sign each page in the witnesses' presence, however defined, which in turn compromises the privacy of the document. If the will is to be self-proved, the notary must somehow be satisfied of the identity of the witnesses and the testator, a process that may be as simple as holding up to the camera a driver's license or other government issued photo ID. Of course, the same requirement might apply to the witnesses and the testator who would identify themselves to each other.
How is such a will revoked? A paper will can be revoked by destroying with the intent to revoke. Does deletion of the file containing the electronic will count? And how will we know if the testator did the deletion? Perhaps the only safe way to revoke an electronic will without making a new will is by a subsequent document executed in the same manner as the will. Revocation by physical act may become obsolete.
Finally, how is the electronic will to be stored and retrieved? The e-will written by the testator using a word processing program and signed by the testator and witnesses by typing their names, writing with a stylus, or using a more sophisticated digital signature, with simple electronic device will have to be produced after death. That task will probably fall under the provisions of the laws governing fiduciary access to digital assets (with all of its problems). Perhaps the venerable proceeding to open a safe deposit box to search for a will in SCPA Article 20 may have to be updated to include a search of the decedent's devices. The will could be downloaded to a flash drive, but then the flash drive must be kept safe and may become the subject of a postmortem search. If the flash drive or the document is encrypted, we have to hope that the testator leaves behind the password, somewhere.
If some third party stores the will, problems of security and privacy arise. The newly revised Nevada statutes require a "qualified custodian" to store the electronic will in a "system that protects electronic records from destruction, alternation or unauthorized access and detects any change to an electronic record." In addition, the custodian must store the will with a visual record of the testator and witnesses taken contemporaneously with the execution and a visual record of the documentation of the identity of the testator and the witnesses. Will those visual records be part of the probate proceeding or at least discoverable if probate is contested? Images of a testator weakened by illness may be very useful to those contesting a will even if the testator arguably has testamentary capacity. If the electronic will is somehow lost, will it be possible to admit to probate an unsigned a hard copy under the usual lost will rules?
The Uniform Laws Commission has appointed a committee to draft a uniform electronic wills act, in part because it appears that the electronic will is inevitable. Perhaps it is. But the problems it raises are not very different from those that for centuries have complicated the disposition of property after the owner's death. Stay tuned for the next chapter.
Renee R. Roth is former a Surrogate, New York County and of counsel to McLaughlin & Stern. William P. LaPiana is Associate Dean and the Rita and Joseph Solomon Professor of Wills, Trusts and Estates at New York Law School.
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllTrump's SEC Overhaul: What It Means for Big Law Capital Markets, Crypto Work
Trending Stories
- 1Daniel Habib to Serve as Next Attorney-in-Charge of NY Federal Defender Appeals Unit
- 2Protecting Attorney-Client Privilege in the Modern Age of Communications
- 3High-Profile Sidley M&A Partner Heads to Covington
- 4Stars and Gripes: Firms Need a 'Superstar Culture' to Crack the U.S. Market
- 5BCLP Exploring Merger Prospects as Profitability Lags, Partnership Shrinks
Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250