New York's Broken Parole Process: We Can Learn From Louisiana
Fundamental changes to the process by which New York parole applications are decided are desperately needed, and protestations that they cannot be made are wrong.
May 13, 2019 at 11:30 AM
6 minute read
Photo: Shutterstock.com
During the past few years, I have assisted a number of women who sought parole after spending decades in New York prisons for committing crimes resulting from their having been victims of horrific domestic violence—and I've been appalled by our dysfunctional parole process. Recently, I attended a parole hearing for a client in Louisiana and saw firsthand that New York can learn from what some here would consider to be a “backwater” state. Fundamental changes to the process by which New York parole applications are decided are desperately needed, and protestations that they cannot be made are wrong.
For incarcerated people who finally have the opportunity to seek parole after being locked up for decades, the determinations made by the Governor-appointed Parole Board are a matter of life and virtual death. To increase the chances of gaining her freedom, an incarcerated person applying for parole has the opportunity to provide the Parole Board with a packet of materials demonstrating that she is worthy of being released.
Having submitted such a “parole packet,” the applicant then has a hearing before three Parole Commissioners who interview the applicant and decide her fate. The interview is conducted by video, with the incarcerated applicant in her prison and the three Commissioners in some remote location.
So, here's how the process seems to work in New York:
- Parole Commissioners often hear 10-20 applications on a given day.
- Parole Commissioners assigned to a case generally don't receive a parole packet until the morning of a parole hearing or, at best, the afternoon or evening before. Accordingly, they usually don't have a meaningful chance to review the information that should be of vital importance to an application before they interview the applicant. For example, a packet often contains an applicant's personal statement expressing remorse and taking responsibility for her crime; records of the applicant's educational accomplishments and rehabilitative programs completed while incarcerated; and letters of support from those who know her well, including prison officials or religious figures. It may also contain reports of forensic psychologists and other experts—particularly important for those who were traumatized victims of gender violence suffering from PTSD when they committed their crimes (in many cases against their abusers). And, if an applicant is fortunate enough to have counsel (which the state does not provide), the parole packet will typically include counsel's memorandum or letter to the Parole Board synthesizing the evidence and explaining why the client poses no risk to society and deserves to be released.
- At the parole hearing, which often takes less than 20 minutes, one Commissioner takes the lead in the questioning, while the other two ask few, if any, questions.
- An applicant is not entitled to have an attorney present during the hearing either with her in the prison or at the remote location with the Commissioners. Moreover, except in unusual cases, nobody else is present at the hearing to speak on her behalf or provide moral support as she faces what can be aggressive questioning. Indeed, for the traumatized victims of gender violence, the interviews themselves can be re-traumatizing.
Now, here's what I witnessed at the parole hearing in Louisiana, a state whose penal system otherwise leaves much to be desired:
- As attorneys for the applicant (in this case a male), we learned which three Commissioners would be sitting on our client's panel a few months in advance of the hearing.
- We were able—and required—to submit our parole packet electronically, and did so weeks in advance of our client's hearing so the assigned panel would have time to read it.
- Our client was entitled to have his counsel, family and other supporters present at the hearing—all of whom played important roles. The Warden of the prison was also in attendance at the hearing.
- The hearing began with the Commissioners questioning our client, during which counsel were not permitted to object or interrupt. It was immediately apparent that the Commissioners had read our entire parole packet, which included three expert reports, numerous letters of support, and spanned hundreds of pages.
- After the Commissioners completed their questioning, the Warden was asked for, and provided, his views about our client, and three people who knew our client well spoke briefly about the support they would provide for him—including housing and employment—if he were released.
- The District Attorney, speaking on behalf of the victim's family, spoke next, in opposition to our client's release, after which the applicant's counsel (our local co-counsel) was given the opportunity to speak.
- The Commissioners then voted and decided to grant our client's application. In articulating the reasons for their unanimous decision, they again demonstrated that they had carefully reviewed our client's parole packet, citing to important evidence it contained.
My experience in Louisiana confirmed that New York's process for making these life-critical decisions is patently defective, and that there is no excuse for failing to fix it. Here's what needs to be done:
- Assignments for which Commissioners will hear a parole application should be made at least one month in advance of a scheduled hearing.
- Parole packets should be submitted to the Board electronically and distributed to those Commissioners assigned to decide an application; and those Commissioners should be responsible for reviewing the packet in advance of the hearing.
- An applicant should be permitted to have counsel present, and counsel should permitted to make brief remarks after the questioning of the applicant is completed.
To those who would claim that it's not possible to convert to a system in which parole packets are submitted electronically and reviewed by parole commissioners in advance of hearings, or that it's impracticable to have attorneys present during parole hearings, the short answer is: See Louisiana.
There are other serious problems with New York's parole system that have been chronicled elsewhere and also require prompt action—not least of which is the full staffing of the Parole Board. (Seven of the 19 Board positions currently remain vacant, placing an undue burden on the sitting Commissioners which, in turn, prejudices parole applicants.) But the bottom line is that the problems discussed here—and the fixes to them—are obvious, and there is no excuse for the continuing failure to make them. Incarcerated people who have waited decades—and too often many years too long—for a chance to seek parole and regain their freedom are entitled to a full and fair opportunity to do so. They are being deprived of that right as matters currently stand in New York. The Governor and our state legislators should fix the system at once.
Richard Rothman is co-chair of the Incarcerated Gender Violence Survivors Initiative and senior counsel of Weil, Gotshal & Manges. The views expressed in this article are his own.
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2025 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View All![Law Journal Column on Marital Residence Sales in Pending Divorces Puts 'Misplaced' Reliance on Two Cases Law Journal Column on Marital Residence Sales in Pending Divorces Puts 'Misplaced' Reliance on Two Cases](https://images.law.com/cdn-cgi/image/format=auto,fit=contain/https://k2-prod-alm.s3.us-east-1.amazonaws.com/brightspot/53/eb/cfc83eb0427cbf949fd645ca1306/joel-brandes-hp105-767x633.jpg)
Law Journal Column on Marital Residence Sales in Pending Divorces Puts 'Misplaced' Reliance on Two Cases
8 minute read![Supporting Our Supreme Court Justices in the Guardianship Part Supporting Our Supreme Court Justices in the Guardianship Part](https://images.law.com/cdn-cgi/image/format=auto,fit=contain/https://k2-prod-alm.s3.us-east-1.amazonaws.com/brightspot/30/a1/b391557746f7a6422ddfa59135ab/gail-prudenti-767x633.jpg)
![A Time for Action: Attorneys Must Answer MLK's Call to Defend Bar Associations and Stand for DEI Initiatives in 2025 A Time for Action: Attorneys Must Answer MLK's Call to Defend Bar Associations and Stand for DEI Initiatives in 2025](https://images.law.com/cdn-cgi/image/format=auto,fit=contain/https://images.law.com/newyorklawjournal/contrib/content/uploads/sites/404/2023/03/LBJ-MLK-1966-A2133-10-767x633.jpg)
A Time for Action: Attorneys Must Answer MLK's Call to Defend Bar Associations and Stand for DEI Initiatives in 2025
5 minute readTrending Stories
- 1ACC CLO Survey Waves Warning Flags for Boards
- 2States Accuse Trump of Thwarting Court's Funding Restoration Order
- 3Microsoft Becomes Latest Tech Company to Face Claims of Stealing Marketing Commissions From Influencers
- 4Coral Gables Attorney Busted for Stalking Lawyer
- 5Trump's DOJ Delays Releasing Jan. 6 FBI Agents List Under Consent Order
Who Got The Work
J. Brugh Lower of Gibbons has entered an appearance for industrial equipment supplier Devco Corporation in a pending trademark infringement lawsuit. The suit, accusing the defendant of selling knock-off Graco products, was filed Dec. 18 in New Jersey District Court by Rivkin Radler on behalf of Graco Inc. and Graco Minnesota. The case, assigned to U.S. District Judge Zahid N. Quraishi, is 3:24-cv-11294, Graco Inc. et al v. Devco Corporation.
Who Got The Work
Rebecca Maller-Stein and Kent A. Yalowitz of Arnold & Porter Kaye Scholer have entered their appearances for Hanaco Venture Capital and its executives, Lior Prosor and David Frankel, in a pending securities lawsuit. The action, filed on Dec. 24 in New York Southern District Court by Zell, Aron & Co. on behalf of Goldeneye Advisors, accuses the defendants of negligently and fraudulently managing the plaintiff's $1 million investment. The case, assigned to U.S. District Judge Vernon S. Broderick, is 1:24-cv-09918, Goldeneye Advisors, LLC v. Hanaco Venture Capital, Ltd. et al.
Who Got The Work
Attorneys from A&O Shearman has stepped in as defense counsel for Toronto-Dominion Bank and other defendants in a pending securities class action. The suit, filed Dec. 11 in New York Southern District Court by Bleichmar Fonti & Auld, accuses the defendants of concealing the bank's 'pervasive' deficiencies in regards to its compliance with the Bank Secrecy Act and the quality of its anti-money laundering controls. The case, assigned to U.S. District Judge Arun Subramanian, is 1:24-cv-09445, Gonzalez v. The Toronto-Dominion Bank et al.
Who Got The Work
Crown Castle International, a Pennsylvania company providing shared communications infrastructure, has turned to Luke D. Wolf of Gordon Rees Scully Mansukhani to fend off a pending breach-of-contract lawsuit. The court action, filed Nov. 25 in Michigan Eastern District Court by Hooper Hathaway PC on behalf of The Town Residences LLC, accuses Crown Castle of failing to transfer approximately $30,000 in utility payments from T-Mobile in breach of a roof-top lease and assignment agreement. The case, assigned to U.S. District Judge Susan K. Declercq, is 2:24-cv-13131, The Town Residences LLC v. T-Mobile US, Inc. et al.
Who Got The Work
Wilfred P. Coronato and Daniel M. Schwartz of McCarter & English have stepped in as defense counsel to Electrolux Home Products Inc. in a pending product liability lawsuit. The court action, filed Nov. 26 in New York Eastern District Court by Poulos Lopiccolo PC and Nagel Rice LLP on behalf of David Stern, alleges that the defendant's refrigerators’ drawers and shelving repeatedly break and fall apart within months after purchase. The case, assigned to U.S. District Judge Joan M. Azrack, is 2:24-cv-08204, Stern v. Electrolux Home Products, Inc.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250