U.S. Securities and Exchange Commission building in Washington, D.C. Photo: Diego M. Radzinschi/ALM Acacia GC Pays $25K to Settle SEC Investigation From Previous Post at NY Hedge Fund
Meredith Simmons allegedly backdated and withheld records from the SEC in connection with a compliance review she conducted while formerly serving as GC and chief compliance officer for a New York-based hedge fund.
October 02, 2020 at 03:10 PM
3 minute read
The original version of this story was published on Corporate Counsel
The top lawyer for patent licensor Acacia Research Corp. has agreed to pay $25,000 to settle allegations that she backdated and withheld records from the U.S. Securities and Exchange Commission in connection with an insider-trading investigation.
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