U.S. Securities and Exchange Commission building in Washington, D.C. January 5, 2019. SEC Accuses Public Relations Professional of Leaking Non Public Trading Information to His Mother, Who Allegedly Reaped $45k Payday
This suit was surfaced by Law.com Radar. Read the complaint here.
November 19, 2021 at 09:28 PM
1 minute read
Securities Litigation
The U.S. Securities and Exchange Commission sued Carol E. Cohen and Austin Rotter Thursday in New York Southern District Court over alleged insider trading violations. The complaint accuses Rotter, who was employed at a PR firm that directly serviced The Trade Desk, of obtaining material non-public information regarding quarterly earnings of the Trade Desk and informing his mother of said information.
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Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
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Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
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