Headquarters of the U.S. Securities and Exchange Commission in Washington, D.C. Photo: Diego M. Radzinschi/ALM Pardoned Private Equity Manager Argues 2020 US Supreme Court Ruling in 'Liu' Should Bar Disgorgement
An SEC attorney argued that the panel should not apply Liu—which puts limits on disgorgement—because of its timing.
June 08, 2022 at 06:09 PM
2 minute read
Criminal Law
A former private equity fund manager pardoned by former Gov. Andrew Cuomo represented himself before the U.S. Court of Appeals for the Second Circuit, as he and Perkins Coie partner Keith Miller argued that the U.S. Securities and Exchange Commission wasn't entitled to $9 million in frozen assets.
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