Maintaining Attorney-Client Privilege Even Without an Attorney: Recent Application of the Common Interest Doctrine
A recent decision from the Commercial Division of the Supreme Court, New York County highlights the potential importance of—and protection offered by—the sometimes overlooked sibling of attorney-client privilege: the common interest doctrine.
October 11, 2023 at 12:00 PM
6 minute read
LitigationMany parties to pending or potential litigation likely have been admonished to always copy their lawyer or risk disclosure of communications that could otherwise be subject to attorney-client privilege. Although such advice remains prudent, a recent decision from the Commercial Division of the Supreme Court, New York County highlights the potential importance of—and protection offered by—the sometimes overlooked sibling of attorney-client privilege: the common interest doctrine.
It is hornbook New York law that the attorney-client privilege protects confidential communications between a lawyer and client made for the purpose of seeking and receiving legal advice. See West 87 v. Paul Hastings, 192 N.Y.S.3d 921 (Table), 2023 N.Y. Slip Op. 50821(U), at *2 (Sup. Ct., N.Y Cnty. Aug. 4, 2023); United States v. Adlman, 68 F.3d 1495, 1499 (2d Cir. 1995). The privilege encourages clients to make full and frank disclosures to their attorneys to better enable effective advice and representation. Spectrum Systems International v. Chemical Bank, 78 N.Y.2d 371, 377 (1991); People v. Edney, 39 N.Y.2d 620, 626 (1976). For the privilege to apply, the communications must be between a client and its lawyer and must stay confidential; subsequent disclosure to third parties means those communications generally lose any such protection. See Spectrum, 78 N.Y.2d at 378; Ambac Assurance v. Countrywide Home Loans, 27 N.Y.3d 616, 624 (2016).
In specific circumstances, however, the protections of attorney-client privilege may extend to third parties. The common interest doctrine operates as an "exception to the 'traditional rule that the presence of a third party, not an agent or employee of counsel, at a communication between counsel and client is sufficient to deprive the communication of the confidentiality which is one of the pillars of the privilege.'" Yemini v. Goldberg, 12 Misc. 3d 1141, 1143 (Sup. Ct., Nassau Cnty. 2006) (citation omitted). Pursuant to the common interest doctrine, attorney-client communications disclosed to a third-party may remain privileged if they are shared with parties who have a common legal interest in pending or anticipated litigation. See Ambac, 27 N.Y.3d at 620.
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllRudy Giuliani's Attorneys Seek Withdrawal in Debt Enforcement Case
Trade Secret Litigation: How Will AI Innovations Likely Be Litigated?
Standing on Less Shaky Ground: 'Guthrie' Decision Impact on NY Wage and Hour Matters
7 minute readLaw Firms Mentioned
Trending Stories
Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250