Because of the sanctity of the attorney-client relationship and the trust and confidence it naturally engenders, it is closely scrutinized by the courts in order to insure that no unfair advantage is taken by one party over the other, commitments made are fulfilled, and a lawyer’s conduct and work is performed within the bounds of propriety. In recent months these concerns have been demonstrated by decisions addressed to retainer agreements, the rules regarding attorney misconduct, and disqualification of counsel. These decisions, while not emanating from the Surrogate’s Court, are instructive to practitioners in every field.

Retainer Agreements

Retainer agreements, and the entitlement of counsel to fees in the absence of a retainer, were the subject of an opinion by the Appellate Division, First Department in Nabi v. Sells. Before the court was an appeal from an Order of the Supreme Court, New York County (O. Peter Sherwood, J.), which granted the defendant-law firm’s motion to dismiss its former client’s claim that the firm forfeited its right to a legal fee pursuant to a contingency fee arrangement by reason of its noncompliance with the provisions of 22 NYCRR 1215.1.

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