Before: Cabranes, Wesley, C.JJ.*Defendant-Appellant Juan Thompson appeals from a judgment of the United States District Court for the Southern District of New York (Castel, J.) sentencing him to 60 months’ imprisonment for cyberstalking, 18 U.S.C. §2261A(2), and making hoax threats, 18 U.S.C. §1038(a)(1). Thompson argues that the district court erred in applying a two-level sentencing enhancement pursuant to United States Sentencing Guidelines §2A6.2(b)(1)(A). We agree. Accordingly, we REMAND to the district court for further proceedings consistent with this opinion.RICHARD WESLEY, C.J.Defendant-Appellant Juan Thompson appeals from a judgment of the United States District Court for the Southern District of New York (P. Kevin Castel, Judge) sentencing him to 60 months’ imprisonment for cyberstalking, 18 U.S.C. §2261A(2), and making hoax threats, 18 U.S.C. §1038(a)(1). Thompson argues that the district court erroneously applied a two-level sentencing enhancement for offenses that “involve[]…the violation of a court protection order.” U.S. Sentencing Guidelines Manual (“U.S.S.G.”) §2A6.2(b)(1)(A). Thompson contends that this enhancement does not apply because he was not served with a protection order in accordance with the law of the issuing state. We agree. Accordingly, we REMAND for further proceedings consistent with this opinion.BACKGROUNDOn June 13, 2017, Thompson pleaded guilty to cyberstalking, in violation of 18 U.S.C. §2261A(2), and conveying false information and making hoax threats, in violation of 18 U.S.C. §1038(a)(1). Thompson had, among other things, sent harassing text messages to his ex-girlfriend, emailed her employer in an effort to have her fired, and emailed bomb threats and anti-Semitic messages in her name to various institutions.At sentencing, the parties disagreed over whether the calculation of Thompson’s sentence range was subject to United States Sentencing Guidelines (“Guidelines” or “U.S.S.G.”) §2A6.2(b)(1)(A), which imposes a two-level enhancement where the “offense involved…the violation of a court protection order.” The disagreement stemmed from an August 2016 temporary order of protection that a Brooklyn family court issued ex parte in response to a petition filed by Thompson’s ex-girlfriend.1 The issuing judge attached to the order a summons directing Thompson to appear in family court “to answer the petition and to be dealt with in accordance with the Family Court Act.” Thompson App. 63. The family court renewed the order and issued a new summons in October 2016. Although it is undisputed that Thompson’s subsequent behavior would have violated the protection order, it is also undisputed that Thompson was never “formally served” with the petition, orders, or corresponding summonses. Id. at 45 n.3.The district court applied the two-point enhancement because it found that, under New York law, Thompson was “on notice of the issuance” and contents of the order. Id. at 151. Application of the protection-order enhancement resulted in an advisory Guidelines range of 37 to 46 months’ imprisonment.2 The district court, however, found that Thompson’s behavior warranted an upward departure and sentenced him to the statutory maximum of 60 months’ imprisonment, see 18 U.S.C. §§1038(a)(1)(A), 2261(b)(5), to be followed by three years’ supervised release. Thompson timely appealed.3DISCUSSIONIn appeals challenging the application of a Guidelines provision, this Court has adopted an “either/or approach,” reviewing challenges that involve “primarily…issue[s] of fact” for clear error and those that involve “primarily…issue[s] of law” de novo. United States v. Vasquez, 389 F.3d 65, 75–76 (2d Cir. 2004). Because the question of whether the district court correctly interpreted Guidelines §2A6.2(b)(1)(A) “requires us to consider legal concepts in the mix of fact and law and to exercise judgment about the values that animate legal principles,” our review is de novo. Id. at 75 (citation omitted).We review the district court’s sentencing decision for both procedural and substantive reasonableness. United States v. Cavera, 550 F.3d 180, 189 (2d Cir. 2008) (en banc). As relevant here, “[a] district court commits procedural error where it…makes a mistake in its Guidelines calculation.” Id. at 190. “When a defendant is sentenced under an incorrect Guidelines range — whether or not the defendant’s ultimate sentence falls within the correct range — the error itself can, and most often will, be sufficient to show a reasonable probability of a different outcome absent the error.” Molina–Martinez v. United States, 136 S. Ct. 1338, 1345 (2016).I. Guidelines §2A6.2(b)(1)(A)Guidelines §2A6.2(b)(1)(A) imposes a two-level sentencing enhancement where “the offense involved…the violation of a court protection order.” In November 2018, approximately one year after Thompson’s sentencing hearing, the United States Sentencing Commission enacted Amendment 805, which modified this provision to “respond[] to concerns that the term ‘court protection order’ has not been defined in the [G]uidelines and should be clarified.” U.S.S.G. Supp. App. C, amend. 805, at 168 (2018). Because Amendment 805 is “merely a clarification of the Sentencing Commission’s prior intent…, rather than a change in substance,” we afford Thompson the benefit of this revision on appeal. See United States v. Kim, 193 F.3d 567, 578 (2d Cir. 1999); see also id. (explaining that when “the Commission states its intent in making the change…, the Commission’s characterization of the alteration as a clarification, rather than a change in substance, is accorded considerable deference”); U.S.S.G. §1B1.11(b)(2) (“[I]f a court applies an earlier edition of the Guidelines Manual, the court shall consider subsequent amendments, to the extent that such amendments are clarifying rather than substantive changes.”).4Application Note 1 to Guidelines §1B1.1 provides “definitions of terms that are used frequently in the [G]uidelines and are of general applicability.” After Amendment 805, the Application Note states that the term “‘[c]ourt protection order’ means ‘protection order’ as defined by 18 U.S.C. §2266(5)[5] and consistent with 18 U.S.C. §2265(b).” U.S.S.G. §1B1.1 cmt. n.1(D). In turn, 18 U.S.C. §2265(b) provides that:A protection order issued by a State…is consistent with this subsection if (1) such court has jurisdiction over the parties and matter under the law of such State…; and (2) reasonable notice and opportunity to be heard is given to the person against whom the order is sought sufficient to protect that person’s right to due process. In the case of ex parte orders, notice and opportunity to be heard must be provided within the time required by State…law, and in any event within a reasonable time after the order is issued, sufficient to protect the respondent’s due process rights.Id.Amendment 805 thus clarifies that the §2A6.2(b)(1)(A) enhancement applies only to a state court’s ex parte protection order if that order was issued: (1) by a court with personal jurisdiction over both the petitioner and the respondent, as determined by the law of the issuing state;6 (2) by a court with jurisdiction over the subject matter, as determined by the law of the issuing state; (3) in compliance with federal procedural due process protections; and (4) in compliance with state time limits regarding notice and the opportunity to be heard. A court looks to the law of the issuing state with respect to the first, second, and fourth requirements, but federal due process principles with respect to the third. See United States v. Townsend, 897 F.3d 66, 71 (2d Cir. 2018) (applying, in interpreting the Guidelines, the presumption that “the application of a federal law does not depend on state law unless Congress plainly indicates otherwise” (emphasis added)).In light of the new requirements Amendment 805 imposes, the district court erred by asking only whether, under New York law, Thompson was “on notice of the issuance” and contents of the order. Thompson App. 151.7 The §2A6.2(b)(1)(A) enhancement comes into play only if, among other requirements, the Brooklyn family court had personal jurisdiction over Thompson. As discussed below, it did not, and with that determination we need not — and do not — offer any opinion as to whether the district court’s inquiry, or the government’s proof, satisfied the remaining three due process protections outlined above.II. Thompson Did Not Receive Service in Accordance with New York LawProtection orders issued under Article 8 of the New York Family Court Act (“the Act”) arise from civil proceedings. N.Y. Fam. Ct. Act §812(2)(b).8 Under New York law, a court does not have personal jurisdiction over civil defendants unless they are served in accordance with statutory requirements. Feinstein v. Bergner, 48 N.Y.2d 234, 241 (1979). “[A]ctual notice of the suit does not cure…defect[ive service]….” Id.; see also Raschel v. Rish, 69 N.Y.2d 694, 697 (1986) (same).Therefore, although the Act empowers family courts to issue temporary protection orders immediately upon the filing of a petition, see N.Y. Fam. Ct. Act §821-a(2)(b), merely issuing an order does not give a court personal jurisdiction over the affected individual. Rather, where a court issues an ex parte order against a person over whom it does not already have jurisdiction, the court cannot enjoin the individual’s behavior unless and until the person has been properly served. Proper service requires that the affected individual be “promptly” served with a copy of the “temporary order of protection…together with any associated papers,” including the summons and petition, “at any address designated” in the order. Id. §153-b(c); see also id. §153-b(e) (providing for alternative service via facsimile or electronic means). Once service is made, the issuing court must be provided “with an affirmation, certificate[,] or affidavit of service” detailing the date, time, and location of service. Id. §153-b(d); see also id. §153-b(e) (providing that where service is attempted but not made, the issuing court must be given “[a]n affirmation, certificate[,] or affidavit of service…stating the name of the party and the papers attempted to be served on said person, and for each attempted service, the date, time, [and] address”).The Government conceded in its submission to the district court that Thompson was never formally served with the petition, orders, or summonses. Nor is there a claim that another order of protection was issued as a result of the commencement of a criminal proceeding. See N.Y. Crim. Proc. §530.12(1) (“When a criminal action is pending involving a complaint charging any [family offense], the court…may issue a temporary order of protection….”). Accordingly, based on the record before the district court at sentencing, the protection order was not “issued by…[a] court [with] jurisdiction over the parties,” 18 U.S.C. §2265(b)(1), and therefore cannot serve as the basis for a Guidelines §2A6.2(b)(1)(A) enhancement.The Government’s argument that actual notice may substitute for proper service confuses the requirements for personal jurisdiction with those for contempt of a protection order. Under New York law, personal jurisdiction requires service as statutorily prescribed. Feinstein, 48 N.Y.2d at 241. Contempt proceedings may move forward upon a showing of actual notice, but only so long as the court making the contempt finding already has personal jurisdiction over the defendant. See, e.g., People v. McCowan, 85 N.Y.2d 985, 987 (1995) (overturning a criminal conviction for violation of a protection order because, although “notice is adequate to support a criminal prosecution stemming from violation of an order if given orally in court,” the defendant was never informed, “either orally or in writing, [of] the contents of the order and the conduct it prohibit[ed]” (emphasis added)); In re McCormick v. Axelrod, 59 N.Y.2d 574, 578, 583 (1983) (per curiam) (holding respondents to a stay order in civil contempt where they had not been served with the order, but had previously been “ served with all papers [including the stay petition] in [the ongoing] proceeding,” because “the party to be held in contempt must have had knowledge of the court’s order, although it is not necessary that the order actually have been served upon the party” (emphasis added)).In sum, the Government has failed to prove that, under New York law, Thompson was properly served with the disputed ex parte protection order, and, thus, that the issuing court ever exercised personal jurisdiction over Thompson — i.e., that the court ever had the power to enjoin his behavior. The order was therefore inconsistent with 18 U.S.C. §2265(b)(1) and cannot serve as the basis for an enhancement under Guidelines §2A6.2(b)(1)(A).III. Sentencing RemandBy applying the §2A6.2(b)(1)(A) enhancement, the district court sentenced Thompson “under an incorrect Guidelines range.” Molina–Martinez, 136 S. Ct. at 1345. We are mindful that, because the Guidelines are advisory, “[w]here we identify procedural error in a sentence, but the record indicates clearly that ‘the district court would have imposed the same sentence’ in any event, the error may be deemed harmless, avoiding the need to vacate the sentence and to remand the case for resentencing.” United States v. Jass, 569 F.3d 47, 68 (2d Cir. 2009) (quoting Cavera, 550 F.3d at 197).However, this is not such a case. In Jass, the district court “unequivocally” stated that it would have imposed the same sentence regardless of how the issue of a disputed enhancement “ultimately work[ed] out” on appeal. Id. The district court here made no such finding. Although it did impose the statutory maximum term of imprisonment, we cannot say, given the relatively small difference between its incorrect Guidelines calculation and that maximum term, that it “clearly” would have given the same sentence if operating with the benefit of the correct range.The error in applying the enhancement was therefore not harmless, and we remand the case to the district court for resentencing. Upon reconsideration, the district court may, in its discretion, impose a sentence it deems appropriate under the law.CONCLUSIONWe hold that in the circumstances present here, the district court erred in applying a two-level sentencing enhancement under Guidelines §2A6.2(b)(1)(A). Accordingly, we REMAND the cause to the district court for further proceedings consistent with this opinion.
