X

Thank you for sharing!

Your article was successfully shared with the contacts you provided.

Per Curiam Respondent Lisa A. Wellman was admitted to the practice of law in the State of New York by the Third Judicial Department on March 27, 1990. She was also admitted in Vermont and New Hampshire. Respondent’s last registered address is in New Hampshire, but the Third Judicial Department has ceded jurisdiction in this matter to the First Judicial Department, where respondent previously maintained a registered address for the 2000–2001 biennial period (see Rules for Attorney Disciplinary Matters [22 NYCRR] §1240.7[a][2]). The Attorney Grievance Committee (AGC) seeks an order, pursuant to Judiciary Law §90(2), 22 NYCRR 1240.13, and the doctrine of reciprocal discipline, disbarring respondent from the practice of law based upon similar discipline imposed upon her by the State of New Hampshire, or, in the alternative, sanctioning respondent as this Court deems appropriate. Respondent, although she acknowledges having been duly served, has not appeared in response to AGC’s application. In August 2022, respondent was referred to the Attorney Discipline Office (ADO) of the New Hampshire Supreme Court after two checks for filing fees issued from her operating account were dishonored due to insufficient funds. In February 2023, ADO, with respondent’s assent, filed a petition seeking respondent’s summary suspension from the practice of law, based on the misconduct detailed in the petition. In March 2023, ADO and respondent entered into a “Stipulation to Disbarment” (the stipulation), in which respondent admitted that she had engaged in the misconduct charged in the petition, in violation of numerous provisions of the New Hampshire Rules of Professional Conduct, and conceded that disbarment was the appropriate sanction for such wrongdoing. Based on the stipulation, the Professional Conduct Committee (PCC) of the New Hampshire Supreme Court filed a recommendation that respondent be disbarred. Thereafter, by order dated May 31, 2023, the New Hampshire Supreme Court disbarred respondent.1 In the aforementioned May 2023 order, the New Hampshire Supreme Court noted that respondent was being disbarred for the following misconduct, to which she had admitted in the stipulation: “[Respondent] mishandled client funds in two client matters, as she was out of trust in the amount of $13,831.36 for one client and $5,790.19 for another client. She was dishonest regarding the amounts she held in trust for these clients with third parties who sought to intercede on these clients’ behalf, and could not write checks to these clients for funds due to them without first ‘replenishing’ her IOLTA [client trust account] with personal funds (i.e. commingling).” In a proceeding seeking reciprocal discipline under 22 NYCRR 1240.13(b), respondent may raise the following defenses: (1) that the attorney did not receive notice or an opportunity to be heard in the foreign jurisdiction to such an extent that he or she was deprived of due process; (2) that there was an infirmity of the proof establishing the misconduct; or (3) that the misconduct for which the attorney was disciplined in the foreign jurisdiction does not constitute misconduct in this state (see Matter of Milara, 194 AD3d 108, 110 [1st Dept 2021]). None of the enumerated defenses to reciprocal discipline could prevail here. First, in the stipulation, respondent admitted that she had received notice of the charges against her and that she was “knowingly and intelligently waiv[ing] her right to a hearing.” Second, the evidence submitted by ADO, including respondent’s admissions, amply supported the New Hampshire Supreme Court’s findings of misconduct. Finally, respondent’s misconduct in New Hampshire would also constitute misconduct in New York in violation of the Rules of Professional Conduct (22 NYCRR 1200.0) rules 1.4(a)(3), 1.4(a)(4), 1.15(a), 1.15(c)(4), 1.15(d)(1)(i), 1.15(d)(1)(ii), 1.15(d)(2), 1.15(j), 4.1, 8.4(a), 8.4(c), and 8.4(d). With respect to the sanction, this Court generally defers to the sanction imposed by the jurisdiction in which the charges were originally brought because the foreign jurisdiction has the greatest interest in fashioning sanctions for the misconduct (see Matter of Milara, 194 AD3d at 111; Matter of Tabacco, 171 AD3d 163 [1st Dept 2019]; Matter of Blumenthal, 165 AD3d 85 [1st Dept 2018]). Here, disbarment is the appropriate sanction because it is commensurate with the discipline imposed by New Hampshire and is consistent with precedent of this Court imposing that sanction for similar misconduct (see e.g. Matter of Carlos, 192 AD3d 170, 172 [1st Dept 2021]; see also Matter of Karambelas, 203 AD3d 75, 81 [1st Dept 2022]; Matter of Arnold, 180 AD3d 72, 76 [1st Dept 2019]; Blumenthal, 165 AD3d at 86). Accordingly, AGC’s motion for an order disbarring respondent pursuant to Judiciary Law §90(2), 22 NYCRR 1240.13, and the doctrine of reciprocal discipline should be granted and respondent is hereby disbarred and her name stricken from the roll of attorneys and counselors-at-law in the State of New York. All concur.

 
Reprints & Licensing
Mentioned in a Law.com story?

License our industry-leading legal content to extend your thought leadership and build your brand.

More From ALM

With this subscription you will receive unlimited access to high quality, online, on-demand premium content from well-respected faculty in the legal industry. This is perfect for attorneys licensed in multiple jurisdictions or for attorneys that have fulfilled their CLE requirement but need to access resourceful information for their practice areas.
View Now
Our Team Account subscription service is for legal teams of four or more attorneys. Each attorney is granted unlimited access to high quality, on-demand premium content from well-respected faculty in the legal industry along with administrative access to easily manage CLE for the entire team.
View Now
Gain access to some of the most knowledgeable and experienced attorneys with our 2 bundle options! Our Compliance bundles are curated by CLE Counselors and include current legal topics and challenges within the industry. Our second option allows you to build your bundle and strategically select the content that pertains to your needs. Both options are priced the same.
View Now
November 27, 2024
London

Celebrating achievement, excellence, and innovation in the legal profession in the UK.


Learn More
December 02, 2024 - December 03, 2024
Scottsdale, AZ

Join the industry's top owners, investors, developers, brokers and financiers for the real estate healthcare event of the year!


Learn More
December 11, 2024
Las Vegas, NV

This event shines a spotlight on how individuals and firms are changing the investment advisory industry where it matters most.


Learn More

INTELLECTUAL PROPERTY PROSECUTION PARALEGAL - NEW JERSEY OR NEW YORK OFFICESProminent mid-Atlantic law firm with multiple regional office lo...


Apply Now ›

Experienced Insurance Defense Attorney.No in office requirement.Send resume to:


Apply Now ›

The Republic of Palau Judiciary is seeking applicants for one Associate Justice position who will be assigned to the Appellate Division of ...


Apply Now ›