Kenneth M Silverman
October 04, 2024 | New York Law Journal
SEC Enforcements Highlight Risk of Noncompliance—Gone Are 'You Pay Your Money and Takes Your Chance' Days in the U.S.Recently, SEC concerns over the influence of large investors on the securities markets have manifested a robust sweep of enforcement actions.
By John G. Moon and Kenneth M. Silverman
7 minute read
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