Lisa H Bebchick Shannon Capone Kirk
February 24, 2021 | New York Law Journal
What's Up With WhatsApp? The Retention of Work-Related MessagesA review of regulatory guidance concerning the retention of communications sent by text such as SMS and messaging apps like WhatsApp and GroupMe. The article also looks at recent enforcement activity involving these types of communications and concludes with some practical steps broker-dealers may consider to enhance compliance.
By Lisa H. Bebchick, Shannon Capone Kirk, and Anne Conroy
8 minute read
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