Lisa H Bebchick Shannon Capone Kirk

Lisa H Bebchick Shannon Capone Kirk

February 24, 2021 | New York Law Journal

What's Up With WhatsApp? The Retention of Work-Related Messages

A review of regulatory guidance concerning the retention of communications sent by text such as SMS and messaging apps like WhatsApp and GroupMe. The article also looks at recent enforcement activity involving these types of communications and concludes with some practical steps broker-dealers may consider to enhance compliance.

By Lisa H. Bebchick, Shannon Capone Kirk, and Anne Conroy

8 minute read