Publication Date: 2011-02-28
Practice Area:
Industry:
Court: U.S. Court of Appeals, Second Circuit
Judge: Before: Pooler and Hall, C.JJ., Cogan, D.J.*
Attorneys: For plaintiff: Jonathan W. Cuneo, Matthew Miller, William H. Anderson, Cuneo Gilbert & LaDuca, Washingon, DC. Richard D. Greenfield, Greenfield & Goodman, New York, NY, for Plaintiff-Appellant. Douglas R. Cox, F. Joseph Warin, Scott P. Martin, Gibson, Dunn & Crutcher LLP, Washington, DC. Srinivas M. Raju, Richards, Layton & Finger, P.A., Wilmington, DE.
for defendant: John J. Flood, Financial Industry Regulatory Authority, Inc., Washington, DC, for Defendant-Appellees Financial Industry Regulatory Authority, Inc. f/k/a National Association of Securities Dealers, Inc., Mary L. Schapiro, Richard F. Brueckner, Barbara Z. Sweeney, T. Grant Callery, Todd Diganci and Howard M. Schloss. Douglas Henkin, Milbank, Tweed, Hadley & McCloy LLP, New York, NY, for Defendant-Appellee NYSE Group, Inc.
Case Number: 10-945-cv
Cite as: Standard Investment Chartered, Inc. v. NASD, 10-945-cv, NYLJ 1202483301232, at *1 (2d Cir., Decided February 22, 2011)Before: Pooler and Hall, C.JJ., C