Publication Date: 2022-07-21
Practice Area: Civil Appeals | Securities Litigation
Industry: Mining and Resources
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Dennis Jacobs
Attorneys: For plaintiff: For Plaintiff-Appellant: Dan M. Berkovitz, General Counsel; Michael A. Conley, Solicitor; Dominick V. Freda, Assistant General Counsel; Hope Hall Augustini, Martin Totaro, Senior Litigation Counsel, on the brief, Emily True Parise, Senior Litigation Counsel, Securities & Exchange Commission, Washington, D.C.
for defendant: For Defendants-Appellees Rio Tinto plc and Rio Tinto Limited: Mark A. Kirsch, Jennifer L. Conn, Avi Weitzman, Gibson, Dunn & Crutcher LLP, New York, NY; Mark A. Perry, Richard W. Grime, Kellam M. Conover, Gibson, Dunn & Crutcher LLP, Washington, D.C., on the brief, THOMAS H. DUPREE JR., Gibson, Dunn & Crutcher LLP, Washington, D.C.
For Defendant-Appellee Thomas Albanese: James P. Loonam, Jones Day, New York, NY; Matthew J. Rubenstein, Jones Day, Minneapolis, MN, on the brief, Sarah L. Levine, Jones Day, Washington, D.C.
For Defendant-Appellee Guy Robert Elliott: Theodore V. Wells, Jr., Walter G. Ricciardi, Geoffrey R. Chepiga, Livia Fine, Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, NY, on the brief, Kannon K. Shanmugam, Paul, Weiss, Rifkind, Wharton & Garrison LLP, Washington, D.C.
For Amicus Curiae Chamber of Commerce of the United States of America: Tara S. Morrissey, U.S. Chamber Litigation Center, Washington, D.C.; Carter G. Phillips, Kwaku A. Akowuah, Sidley Austin LLP, Washington, D.C.; Eamon P. Joyce, James R. Horner, Sidley Austin LLP, New York, NY.
For Amici Curiae Law Professors Joseph Grundfest, Todd Henderson, Adam Pritchard, Andrew Vollmer, and Karen Woody: Jeffrey S. Bucholtz, Marisa C. Maleck, King & Spalding LLP, Washington, D.C.
Case Number: 21-2042
Actionable Scheme Liability Claim Requires More That Misstatements, Omissions